LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,856
New Positions 186
Increased Positions 1,416
Decreased Positions 1,374
Positions with Activity 2,790
Sold Out Positions 173
Total Mkt Value (in $ millions) 17,537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.94%
Capital Goods 1.2%
Conglomerates 0.08%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.21%
Energy 2.38%
Financial 76.36%
Healthcare 2.56%
Services 4.05%
Technology 3.89%
Transportation 0.67%
Utilities 1.41%

1,374 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COEUR MNG INC COM NEW 60 -2 (2.69) 13,590
SANDRIDGE MISSISSIPPIAN TR II SH BEN INT 57 -8 (12.2) 11,050
ZYNGA INC CL A 56 -7 (11.29) 20,832
SUNSHINE HEART INC COM 52 -10 (16.61) 11,300
WALTER ENERGY INC COM 40 -14 (25.83) 12,456
NEWCASTLE INVT CORP NEW COM PAR $0.01 39 -13 (25.41) 8,116
BARCLAYS BANK PLC ETN DJUBS NAT37 37 -7 (16.34) 13,825
VIVUS INC COM 36 -3 (8.55) 10,701
IAMGOLD CORP COM 35 -7 (16.52) 15,165
EXELIXIS INC COM 33 -25 (43.23) 18,607
CURIS INC COM 26 -5 (16.63) 20,050
ANTARES PHARMA INC COM 24 -4 (15.61) 10,810
MAGELLAN PETE CORP COM 20 -3 (12.43) 15,500
PEREGRINE PHARMACEUTICALS INC COM NEW 19 -2 (7.71) 13,160
GT ADVANCED TECHNOLOGIES INC COM 18 -10 (36.39) 35,688
DENISON MINES CORP COM 15 -6 (27.77) 13,004
CAPSTONE TURBINE CORP COM 15 -4 (22.62) 17,100
AMERICAN SUPERCONDUCTOR CORP COM 13 -4 (21.63) 12,685
ROCK CREEK PHARMACEUTICALS INC COM 5 (6.89) 34,751
COMMUNITY HEALTH SYS INC NEW RT 012716 3 (2.66) 96,640