LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,387
Decreased Positions 1,370
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.11%
Energy 2.8%
Financial 76.98%
Healthcare 2.45%
Services 4.07%
Technology 3.99%
Transportation 0.57%
Utilities 1.42%

1,370 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CORINTHIAN COLLEGES INC COM 7 (0.93) 32,060
ACCESS NATL CORP COM -471 Sold Out 0
ADDVANTAGE TECHNOLOGIES GP INC COM NEW -77 Sold Out 0
AGCO CORP COM -938 Sold Out 0
AGENUS INC COM NEW -37 Sold Out 0
ALERE INC COM -405 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -814 Sold Out 0
ALPS ETF TR US EQTHIVOLPT WR -3,455 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -38 Sold Out 0
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF -68 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -21 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -722 Sold Out 0
AMERICAN INCOME FD INC COM -87 Sold Out 0
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - -183 Sold Out 0
ASCENA RETAIL GROUP INC COM -163 Sold Out 0
AUTODESK INC COM -283 Sold Out 0
BANK OF THE OZARKS INC COM -321 Sold Out 0
BELMOND LTD CL A -139 Sold Out 0
BITAUTO HLDGS LTD SPONSORED ADS -1,243 Sold Out 0
BLACK HILLS CORP COM -461 Sold Out 0