LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

1,145 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR BLD AMER BD FD -224 Sold Out 0
PIMCO ETF TR 7-15 YR US TRS -213 Sold Out 0
POWERSHARES ETF TR II S&P EMRGHIBETA -259 Sold Out 0
POWERSHARES ETF TRUST DYN RETAIL PTF -661 Sold Out 0
POWERSHARES ETF TRUST II GLOB GLD&P ETF -941 Sold Out 0
PROSHARES TR ULSHOIL&GASNEW13 -190 Sold Out 0
PROSHARES TR REAL EST NEW 11 -520 Sold Out 0
PROSHARES TR II PSHS ULSSLVR NEW -1,886 Sold Out 0
PROSHARES TR II VIX MDTRM FUTR -195 Sold Out 0
QLIK TECHNOLOGIES INC COM -188 Sold Out 0
QUAD / GRAPHICS INC COM CL A -439 Sold Out 0
QUAKER CHEM CORP COM -221 Sold Out 0
RENEWABLE ENERGY GROUP INC COM NEW -447 Sold Out 0
RENTECH NITROGEN PARTNERS L P COM UNIT -246 Sold Out 0
RICKS CABARET INTL INC COM NEW -417 Sold Out 0
ROYAL BK OF SCOTLAND PLC RBS NASD LKD41 -313 Sold Out 0
ROYCE GLOBAL VALUE TR INC COM -483 Sold Out 0
RUBICON TECHNOLOGY INC COM -159 Sold Out 0
SAIA INC COM -539 Sold Out 0
SAREPTA THERAPEUTICS INC COM -163 Sold Out 0