LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,763

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.8%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.85%
Consumer/Non-Cyclical 2.11%
Energy 2.03%
Financial 76.71%
Healthcare 2.57%
Services 4.11%
Technology 3.93%
Transportation 0.68%
Utilities 1.33%

1,392 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MOSAIC CO NEW COM 291 -76 (20.61) 6,469
FIRST TR ISE CHINDIA INDEX FD COM 291 -2 (0.54) 9,167
PIMCO ETF TR SHTRM MUN BD ACT 291 -121 (29.39) 5,788
CAMBRIA ETF TR CAMBRIA FGN SHR 290 -392 (57.51) 12,183
POWERSHARES ETF TRUST II GLOBL AGRI ETF 288 -107 (27.06) 9,684
ROYAL BK OF SCOTLAND PLC LCAP ALT EXC ETN 288 -233 (44.71) 7,704
CARLYLE GROUP L P COM UTS LTD PTN 288 -29 (9.12) 9,337
NUVEEN MUN ADVANTAGE FD INC COM 287 -68 (19.15) 21,020
NATIONAL FUEL GAS CO N J COM 286 -30 (9.36) 4,357
HUB GROUP INC CL A 286 -33 (10.42) 7,125
ISHARES TR MSCI PHILIPS ETF 285 -8 (2.61) 7,064
CLOUGH GLOBAL EQUITY FD COM 282 -32 (10.16) 18,596
ASHLAND INC NEW COM 281 -3 (1.17) 2,188
PITNEY BOWES INC COM 281 -22 (7.23) 12,323
GUGGENHEIM EQ WEIGHT ENHANC EQ COM SH BEN INT 281 -18 (6.01) 14,695
SASOL LTD SPONSORED ADR 281 -48 (14.53) 6,997
ALLY FINL INC COM 280 -13 (4.47) 12,719
CLECO CORP NEW COM 279 -56 (16.8) 5,142
UBIQUITI NETWORKS INC COM 279 -313 (52.83) 9,759
ISHARES TR INTL INFL-LKD BD 278 -7 (2.5) 6,464