LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,846
New Positions 186
Increased Positions 1,411
Decreased Positions 1,369
Positions with Activity 2,780
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,073

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.26%
Energy 2.04%
Financial 76.48%
Healthcare 2.64%
Services 4.19%
Technology 3.88%
Transportation 0.65%
Utilities 1.48%

1,369 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INGREDION INC COM 281 -8 (2.77) 3,480
MARKET VECTORS ETF TR GULF STS ETF 281 -2 (0.61) 10,790
WISDOMTREE INVTS INC COM 279 -28 (9.08) 16,001
THE ADT CORPORATION COM 277 -366 (56.91) 8,061
RYLAND GROUP INC COM 277 -3 (0.9) 6,903
PMC-SIERRA INC COM 274 -17 (5.76) 31,003
FIRST TR ISE CHINDIA INDEX FD COM 274 -73 (21.08) 9,217
CBL & ASSOC PPTYS INC COM 272 -14 (4.96) 13,188
EQUITY COMWLTH CUM PFD E 7.25% 271 -263 (49.18) 10,550
RACKSPACE HOSTING INC COM 271 -129 (32.27) 6,031
ISHARES MSCI SWEDEN ETF 269 -448 (62.49) 8,286
ISHARES TR IRELAND CAPD ETF 266 -97 (26.6) 7,857
HUB GROUP INC CL A 266 -6 (2.26) 7,954
PROSHARES TR PSHS ULTRA O&G 265 -15 (5.32) 5,477
CREDIT SUISSE ASSET MGMT INCOM COM 264 -10 (3.78) 82,382
NORTHFIELD BANCORP INC DEL COM 263 -107 (28.85) 18,250
BRASKEM S A SP ADR PFD A 263 -14 (5.09) 27,888
ASHLAND INC NEW COM 262 -6 (2.21) 2,214
EQUITY COMWLTH COM SH BEN INT 261 -30 (10.35) 9,893
EATON VANCE SR INCOME TR SH BEN INT 260 -41 (13.58) 41,595