LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2015

Position Statistics

Total Positions 2,914
New Positions 219
Increased Positions 1,574
Decreased Positions 1,283
Positions with Activity 2,857
Sold Out Positions 156
Total Mkt Value (in $ millions) 19,788

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.76%
Capital Goods 1.09%
Conglomerates 0.1%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 1.93%
Energy 1.83%
Financial 77.15%
Healthcare 2.59%
Services 3.94%
Technology 3.82%
Transportation 0.61%
Utilities 1.2%

1,283 DECREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DUKE ENERGY CORP NEW COM NEW 14,579 -1,215 (7.69) 192,439
ORACLE CORP COM 14,468 -23 (0.16) 333,913
CREDIT SUISSE NASSAU BRH X LINK CUSH MLP 14,184 -72 (0.51) 451,446
ISHARES INTERM CR BD ETF 14,076 -18,918 (57.34) 128,001
SPDR SERIES TRUST S&P TRANSN ETF 13,821 -720 (4.95) 138,629
WISDOMTREE TR BARCLAYS ZERO 13,754 -2,623 (16.02) 281,695
ACTAVIS PLC SHS 13,730 -176 (1.27) 45,756
DOMINION RES INC VA NEW COM 13,543 -686 (4.82) 189,390
COMCAST CORP NEW CL A 12,909 -113 (0.87) 220,320
CITIGROUP INC COM NEW 12,860 -1,071 (7.69) 237,103
REALTY INCOME CORP COM 12,804 -186 (1.43) 275,997
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 12,574 -2,750 (17.95) 220,869
DOW CHEM CO COM 12,237 -485 (3.81) 241,742
JPMORGAN CHASE & CO ALERIAN ML ETN 12,159 -434 (3.45) 273,001
UNITEDHEALTH GROUP INC COM 11,984 -478 (3.84) 101,354
ISHARES JP MOR EM MK ETF 11,648 -283 (2.37) 103,490
ALLIANZGI NFJ DIVID INT & PREM COM 11,501 -599 (4.95) 712,992
ISHARES TR U.S. UTILITS ETF 11,472 -8,241 (41.8) 103,433
FIRST TR EXCHANGE TRADED FD II FINLS ALPHADEX 11,385 -2,075 (15.42) 475,564
NOVARTIS A G SPONSORED ADR 11,247 -1,599 (12.45) 110,473