LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,387
Decreased Positions 1,370
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.11%
Energy 2.8%
Financial 76.98%
Healthcare 2.45%
Services 4.07%
Technology 3.99%
Transportation 0.57%
Utilities 1.42%

1,370 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BRISTOL MYERS SQUIBB CO COM 17,864 -440 (2.41) 362,197
UNION PAC CORP COM 17,620 -305 (1.7) 171,882
FACEBOOK INC CL A 17,248 -5,139 (22.95) 241,942
SPDR SERIES TRUST S&P 500 GROWTH 17,222 -393 (2.23) 186,226
ABBVIE INC COM 17,086 -829 (4.63) 313,615
AMERICAN RLTY CAP PPTYS INC COM 16,936 -5,219 (23.56) 1,303,249
ISHARES NAT AMT FREE BD 16,743 -789 (4.5) 153,548
ROYAL DUTCH SHELL PLC SPONS ADR A 16,608 -8,793 (34.62) 201,332
WISDOMTREE TR EM LCL DEBT FD 16,074 -999 (5.85) 335,512
CELGENE CORP COM 15,856 -1,571 (9.02) 177,912
HOME DEPOT INC COM 15,466 -137 (0.88) 190,893
SCHLUMBERGER LTD COM 15,103 -107 (0.71) 134,720
LILLY ELI & CO COM 14,690 -2,406 (14.07) 228,632
FIRST TR EXCHANGE TRADED FD II CONSUMR DISCRE 14,673 -952 (6.09) 444,113
SPDR SERIES TRUST S&P 600 SMCP GRW 14,621 -767 (4.98) 83,166
DOMINION RES INC VA NEW COM 14,491 -812 (5.31) 206,400
ISHARES MSCI MEX CAP ETF 13,999 -26,130 (65.12) 199,327
MASTERCARD INC CL A 13,935 -370 (2.59) 179,255
WISDOMTREE TR EMERG MKTS ETF 13,819 -1,441 (9.44) 261,875
FIRST TR MORNINGSTAR DIV LEADR SHS 13,742 -714 (4.94) 569,747