LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,368

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.17%
Conglomerates 0.08%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.29%
Energy 2.04%
Financial 76.41%
Healthcare 2.65%
Services 4.19%
Technology 3.91%
Transportation 0.66%
Utilities 1.48%

1,371 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST S&P 500 GROWTH 17,442 -714 (3.93) 178,785
ISHARES MRG RL ES CP ETF 17,346 -612 (3.41) 1,480,017
KIMBERLY CLARK CORP COM 17,297 -680 (3.79) 154,925
EXPRESS SCRIPTS HLDG CO COM 16,856 -307 (1.79) 198,771
ABBOTT LABS COM 16,605 -2,246 (11.91) 378,581
ISHARES TR U.S. ENERGY ETF 16,469 -15,284 (48.13) 379,648
ORACLE CORP COM 16,037 -1,979 (10.99) 362,899
WISDOMTREE TR MDCP EARN FUND 15,718 -702 (4.28) 172,711
ISHARES TR EUROPE ETF 15,443 -73,141 (82.57) 360,394
WISDOMTREE TR SMALLCAP DIVID 15,291 -294 (1.89) 217,825
DOMINION RES INC VA NEW COM 14,962 -204 (1.34) 189,176
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 14,879 -957 (6.04) 242,130
FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI 14,806 -38 (0.25) 698,378
MASTERCARD INC CL A 14,582 -300 (2.02) 172,796
FIRST TR EXCHANGE TRADED FD II INDLS PROD DUR 14,100 -2,540 (15.26) 472,029
VANGUARD BD INDEX FD INC INTERMED TERM 13,547 -284 (2.05) 156,663
VANGUARD WORLD FDS CONSUM STP ETF 13,526 -1,195 (8.12) 105,951
MARKET VECTORS ETF TR HG YLD MUN ETF 13,075 -741 (5.36) 418,790
FIRST TR MORNINGSTAR DIV LEADR SHS 13,046 -2,235 (14.63) 537,983
MARKET VECTORS ETF TR GOLD MINER ETF 13,042 -3,991 (23.43) 599,920