LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,209

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.14%
Energy 2.6%
Financial 76.8%
Healthcare 2.43%
Services 3.96%
Technology 3.92%
Transportation 0.6%
Utilities 1.44%

1,334 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NASDAQ OMX GROUP INC COM 512 -48 (8.52) 11,670
PHOTRONICS INC COM 508 -55 (9.76) 60,941
BLACKROCK MUNIENHANCED FD INC COM 503 -106 (17.34) 45,371
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR 503 -147 (22.67) 87,467
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT 503 -94 (15.71) 30,055
TERADATA CORP DEL COM 500 -40 (7.36) 11,474
NAVIOS MARITIME PARTNERS L P UNIT LPI 500 -179 (26.39) 26,552
NUVEEN SELECT TAX FREE INCM PT SH BEN INT 499 -36 (6.71) 37,682
BARCLAYS BANK PLC ADS7.75%PFD S4 496 -166 (25.08) 19,313
BOULDER TOTAL RETURN FD INC COM 495 -1 (0.15) 18,501
SAP AG SPON ADR 494 -429 (46.5) 6,679
PROSHARES TR II ULTRA SILVER NEW 493 -18 (3.45) 9,674
BLACKROCK STRATEGIC MUN TR COM 493 -17 (3.34) 37,590
PENTAIR PLC SHS 492 -24 (4.66) 7,241
PANERA BREAD CO CL A 491 -15 (2.98) 3,066
CENTERPOINT ENERGY INC COM 488 -5 (1.05) 20,301
PAREXEL INTL CORP COM 488 -23 (4.58) 7,953
ALIGN TECHNOLOGY INC COM 486 -318 (39.58) 8,857
KLA-TENCOR CORP COM 484 -133 (21.49) 5,994
PETROCHINA CO LTD SPONSORED ADR 483 -15 (3.11) 3,588