LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,847
New Positions 186
Increased Positions 1,411
Decreased Positions 1,370
Positions with Activity 2,781
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,252

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.28%
Energy 2.01%
Financial 76.45%
Healthcare 2.65%
Services 4.2%
Technology 3.9%
Transportation 0.66%
Utilities 1.48%

1,370 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RYDEX ETF TRUST GUG S&P MC400 PG 24,146 -536 (2.17) 195,513
ISHARES TR U.S. BAS MTL ETF 23,804 -8,908 (27.23) 297,661
POWERSHARES ETF TRUST DYN PHRMA PORT 23,735 -886 (3.6) 334,150
ISHARES GOLD TRUST ISHARES 23,581 -1,585 (6.3) 1,939,249
PHILIP MORRIS INTL INC COM 23,318 -1,346 (5.46) 287,099
HEALTHCARE TR AMER INC CL A NEW 21,979 -291 (1.31) 736,548
WISDOMTREE TR JP SMALLCP DIV 21,970 -1,895 (7.94) 432,761
PROSHARES TR PSHS ULTSH 20YRS 21,700 -8,841 (28.95) 547,294
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 21,617 -3,965 (15.5) 752,168
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE 20,900 -7,824 (27.24) 481,229
GOOGLE INC CL C 20,616 -1,795 (8.01) 40,371
MCDONALDS CORP COM 20,152 -2,933 (12.71) 216,058
PROSHARES TR PSHS SHRT S&P500 19,561 -5,180 (20.94) 884,317
QUALCOMM INC COM 19,358 -758 (3.77) 303,936
SELECT SECTOR SPDR TR SBI CONS DISCR 19,328 -38,753 (66.72) 273,148
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 18,795 -2,232 (10.61) 350,715
AMAZON COM INC COM 18,504 -552 (2.89) 59,351
CISCO SYS INC COM 18,121 -554 (2.97) 665,741
FORD MTR CO DEL COM PAR $0.01 17,778 -1,218 (6.41) 1,197,143
ISHARES MRG RL ES CP ETF 17,331 -612 (3.41) 1,480,017