LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,855
New Positions 186
Increased Positions 1,416
Decreased Positions 1,373
Positions with Activity 2,789
Sold Out Positions 173
Total Mkt Value (in $ millions) 17,584

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.93%
Capital Goods 1.2%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.2%
Energy 2.32%
Financial 76.4%
Healthcare 2.56%
Services 4.05%
Technology 3.91%
Transportation 0.67%
Utilities 1.4%

1,373 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RYDEX ETF TRUST GUG S&P MC400 PG 24,488 -543 (2.17) 195,513
ISHARES TR U.S. REAL ES ETF 24,335 -3,247 (11.77) 319,237
3M CO COM 23,186 -1,413 (5.74) 146,689
POWERSHARES ETF TRUST DYN PHRMA PORT 22,762 -849 (3.6) 334,150
ISHARES GOLD TRUST ISHARES 22,534 -1,514 (6.3) 1,939,249
QUALCOMM INC COM 21,965 -860 (3.77) 303,936
GOOGLE INC CL C 21,844 -1,902 (8.01) 40,371
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 21,723 -3,984 (15.5) 752,168
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 21,453 -11,305 (34.51) 214,426
WISDOMTREE TR JP SMALLCP DIV 21,175 -1,826 (7.94) 432,761
MCDONALDS CORP COM 20,958 -3,050 (12.71) 216,058
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE 20,154 -7,545 (27.24) 481,229
AMAZON COM INC COM 19,885 -593 (2.89) 59,351
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 19,465 -2,311 (10.61) 350,715
SELECT SECTOR SPDR TR SBI CONS DISCR 19,383 -38,863 (66.72) 273,148
ENTERPRISE PRODS PARTNERS L P COM 19,360 -174 (0.89) 498,061
PROSHARES TR PSHS SHRT S&P500 19,260 -5,100 (20.94) 884,317
FORD MTR CO DEL COM PAR $0.01 18,771 -1,286 (6.41) 1,197,143
HEALTHCARE TR AMER INC CL A 18,723 -248 (1.31) 1,473,095
ISHARES MRG RL ES CP ETF 18,619 -657 (3.41) 1,480,017