LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

1,145 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARKET VECTORS ETF TR URAN NUCLR ENRGY 699 -123 (14.96) 13,764
MFS INVT GRADE MUN TR SH BEN INT 697 -30 (4.18) 77,196
SOURCE CAP INC COM 695 -42 (5.72) 10,396
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 691 -49 (6.68) 43,983
DWS STRATEGIC MUN INCOME TR COM 690 -60 (7.96) 52,715
LSI CORPORATION COM 685 -36 (5.04) 61,728
KIRBY CORP COM 682 -536 (44) 6,729
NUVEEN CALIF QUALITY INCM MUN COM 677 -83 (10.88) 44,837
NUVEEN PREM INCOME MUN FD 4 COM 676 -108 (13.72) 54,129
TORCHMARK CORP COM 672 -8 (1.25) 8,567
CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 672 -52 (7.22) 45,554
KODIAK OIL & GAS CORP COM 665 -691 (50.97) 48,651
SPECTRA ENERGY PARTNERS LP COM 664 -5 (0.81) 12,376
NUVEEN EQUITY PREM & GROWTH FD COM 659 -19 (2.8) 45,934
RYDEX ETF TRUST GUG S&P500EQWTMA 654 -74 (10.12) 7,996
AMIRA NATURE FOODS LTD SHS 648 -42 (6.13) 38,205
ISHARES RUS TP200 VL ETF 646 -265 (29.04) 15,772
MGM RESORTS INTERNATIONAL COM 645 -1 (0.1) 26,899
STRATTEC SEC CORP COM 639 -609 (48.82) 9,017
ALBEMARLE CORP COM 631 -6 (0.91) 9,464