LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

1,145 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR INDEX SHS FDS DJ GLB RL ES ETF 25,495 -5,018 (16.45) 570,743
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 23,328 -385 (1.62) 393,794
AMERICAN RLTY CAP PPTYS INC COM 22,657 -15,595 (40.77) 1,704,844
SELECT SECTOR SPDR TR SBI INT-UTILS 22,648 -2,310 (9.26) 535,405
ISHARES NASDQ BIOTEC ETF 21,693 -3,829 (15) 97,645
POWERSHARES ETF TRUST DYN PHRMA PORT 21,194 -417 (1.93) 384,639
ISHARES 20+ YR TR BD ETF 21,090 -6,950 (24.79) 191,642
CATERPILLAR INC DEL COM 20,479 -3,622 (15.03) 199,150
PROSHARES TR PSHS ULTSH 20YRS 20,193 -222 (1.09) 306,376
WISDOMTREE TR SMALLCAP DIVID 19,459 -213 (1.09) 286,668
BRISTOL MYERS SQUIBB CO COM 18,356 -2,790 (13.19) 371,121
ISHARES COHEN&STEER REIT 17,923 -613 (3.31) 213,014
ALLIANZGI CONV & INCOME FD II COM 17,686 -178 (0.99) 1,819,564
ISHARES NAT AMT FREE BD 17,289 -18,515 (51.71) 160,783
LILLY ELI & CO COM 16,079 -711 (4.23) 266,077
ABBVIE INC COM 15,964 -304 (1.87) 328,825
VANGUARD WORLD FDS HEALTH CAR ETF 15,570 -1,773 (10.22) 150,725
ALLIANZGI CONV & INCOME FD COM 15,398 -188 (1.21) 1,508,169
ROYAL DUTCH SHELL PLC SPONS ADR A 15,354 -7,198 (31.92) 202,823
SPDR SERIES TRUST S&P 600 SMCP GRW 15,328 -276 (1.77) 87,528