LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 188
Total Mkt Value (in $ millions) 16,897

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.79%
Financial 76.97%
Healthcare 2.44%
Services 4.07%
Technology 4.01%
Transportation 0.56%
Utilities 1.43%

1,369 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PIMCO INCOME STRATEGY FUND II COM 2,041 -2,296 (52.94) 188,107
PIMCO CORPORATE INCOME STRATEG COM 2,022 -22 (1.06) 122,792
ISHARES INTRM GOV/CR ETF 2,021 -362 (15.19) 18,260
ACE LIMITED SHS 2,019 -291 (12.59) 19,542
FLUOR CORP NEW COM 2,005 -65 (3.13) 26,489
AON PLC SHS CL A 1,981 -904 (31.35) 22,662
RYDEX ETF TRUST GUG S&P SC500 EQ 1,977 -188 (8.67) 24,419
U S SILICA HLDGS INC COM 1,977 -1,608 (44.86) 33,370
SPROTT PHYSICAL SILVER TR TR UNIT 1,967 -496 (20.14) 238,160
ISHARES SHRT TRS BD ETF 1,961 -331 (14.44) 17,788
B/E AEROSPACE INC COM 1,955 -321 (14.1) 22,469
MYLAN INC COM 1,948 -236 (10.82) 38,561
EATON VANCE MUNI INCOME TRUST SH BEN INT 1,937 -3,052 (61.18) 154,576
LINKEDIN CORP COM CL A 1,929 -549 (22.17) 10,837
HASBRO INC COM 1,926 -70 (3.5) 37,670
EATON VANCE FLTING RATE INC TR COM 1,923 -59 (2.96) 128,629
ROYCE MICRO-CAP TR INC COM 1,917 -125 (6.14) 155,565
GREENHAVEN CONT CMDTY INDEX FD UNIT BEN INT 1,914 -455 (19.21) 71,136
DIGITAL RLTY TR INC COM 1,908 -521 (21.44) 30,049
FIRST TR EXCHANGE TRADED FD II AUTO INDEX FD 1,896 -1 (0.06) 46,914