LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2015

Position Statistics

Total Positions 3,000
New Positions 243
Increased Positions 1,649
Decreased Positions 1,291
Positions with Activity 2,940
Sold Out Positions 151
Total Mkt Value (in $ millions) 18,560

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.73%
Capital Goods 1.13%
Conglomerates 0.11%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2%
Energy 1.59%
Financial 76.28%
Healthcare 2.62%
Services 4.04%
Technology 3.74%
Transportation 0.58%
Utilities 1.09%

1,291 DECREASED Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BANK AMER CORP 7.25%CNV PFD L 1,881 -278 (12.86) 1,721
NUVEEN PFD INCOME OPPRTNY FD COM 1,879 -74 (3.79) 206,226
NUVEEN ENERGY MLP TOTL RTRNFD COM 1,874 -165 (8.08) 125,947
INTL PAPER CO COM 1,867 -182 (8.88) 44,306
COHEN & STEERS CLOSED END OPPO COM 1,857 -124 (6.28) 164,774
VOYA GLBL EQTY DIV & PREM OPP COM 1,844 -1,512 (45.05) 257,609
L BRANDS INC COM 1,839 -106 (5.43) 20,596
OLD REP INTL CORP COM 1,828 -12 (0.64) 118,649
PIMCO MUN INCOME FD III COM 1,828 -305 (14.32) 164,359
BLACKROCK MUNIYIELD CALI QLTY COM 1,827 -47 (2.5) 123,273
PROSHARES TR II ULT BLMBG CD OIL 1,825 -26 (1.43) 72,807
ANALOG DEVICES INC COM 1,819 -5 (0.3) 32,976
ROYAL BK CDA MONTREAL QUE COM 1,817 -115 (5.94) 33,369
SANDISK CORP COM 1,810 -515 (22.14) 33,439
ROYCE VALUE TR INC COM 1,801 -1,312 (42.14) 147,127
HERSHEY CO COM 1,792 -697 (28) 19,853
FIRSTENERGY CORP COM 1,786 -652 (26.76) 57,157
POWERSHARES ACTIVE MNG ETF TR S&P500 DWNHDGE 1,765 -4,327 (71.03) 71,072
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 1,745 -2,559 (59.47) 20,355
SPDR SERIES TRUST S&P 400 MDCP VAL 1,728 -690 (28.55) 21,939