LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,436

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.91%
Capital Goods 1.18%
Conglomerates 0.07%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.25%
Energy 2.13%
Financial 76.49%
Healthcare 2.55%
Services 4.14%
Technology 3.95%
Transportation 0.67%
Utilities 1.44%

1,371 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 451,878 -230,607 (33.79) 1,703,206
POWERSHARES ETF TRUST DYNA BUYBK ACH 234,209 -52,544 (18.32) 4,852,070
SPDR SERIES TRUST BRC HGH YLD BD 184,507 -4,828 (2.55) 4,735,814
ISHARES TR CORE S&P MCP ETF 166,836 -11,512 (6.46) 1,141,227
ISHARES TR MSCI EAFE ETF 158,291 -23,377 (12.87) 2,561,347
ISHARES TR CORE US AGGBD ET 139,735 -52,867 (27.45) 1,271,012
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 133,940 -4,206 (3.04) 1,627,264
ISHARES TR RUSSELL 2000 ETF 133,367 -16,094 (10.77) 1,112,687
ISHARES TR CORE S&P SCP ETF 119,590 -9,411 (7.3) 1,047,196
SELECT SECTOR SPDR TR SBI INT-INDS 103,738 -16,232 (13.53) 1,809,166
ISHARES TR SELECT DIVID ETF 100,790 -6,115 (5.72) 1,252,046
VANGUARD INDEX FDS GROWTH ETF 94,492 -3,236 (3.31) 898,045
ISHARES TR IBOXX INV CP ETF 93,737 -17,476 (15.71) 788,699
SPDR SER TR SHT TRM HGH YLD 92,179 -1,063 (1.14) 3,165,499
VANGUARD INDEX FDS REIT ETF 92,029 -2,030 (2.16) 1,121,618
ISHARES IBOXX HI YD ETF 80,060 -12,779 (13.77) 886,310
SELECT SECTOR SPDR TR SBI HEALTHCARE 75,061 -38,068 (33.65) 1,101,564
SPDR GOLD TRUST GOLD SHS 74,178 -1,654 (2.18) 657,960
SELECT SECTOR SPDR TR SBI INT-FINL 71,443 -26,150 (26.8) 2,858,846
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 69,945 -1,576 (2.2) 1,003,658