LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,422
Decreased Positions 1,391
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,462

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.12%
Energy 1.91%
Financial 76.83%
Healthcare 2.63%
Services 4.14%
Technology 3.84%
Transportation 0.68%
Utilities 1.3%

1,391 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 424,779 -42,393 (9.07) 1,548,650
ISHARES TR RUS 1000 ETF 162,599 -3,330 (2.01) 1,408,149
ISHARES TR S&P 500 VAL ETF 160,577 -13,841 (7.94) 1,747,679
POWERSHARES ETF TRUST DYNA BUYBK ACH 118,096 -119,753 (50.35) 2,409,129
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 96,499 -21,244 (18.04) 1,204,130
SPDR SER TR SHT TRM HGH YLD 90,964 -1,468 (1.59) 3,115,219
ISHARES TR CORE MSCI EAFE 88,859 -2,921 (3.18) 1,498,593
WISDOMTREE TR JAPN HEDGE EQT 85,896 -7,997 (8.52) 1,547,949
SPDR SERIES TRUST S&P DIVID ETF 84,439 -3,957 (4.48) 1,087,428
ISHARES TR IBOXX INV CP ETF 82,540 -13,114 (13.71) 680,571
JOHNSON & JOHNSON COM 74,290 -233 (0.31) 740,379
SELECT SECTOR SPDR TR SBI INT-FINL 67,927 -485 (0.71) 2,838,579
ISHARES EMU ETF 66,777 -1,895 (2.76) 1,711,785
ISHARES 1-3 YR CR BD ETF 64,312 -4,137 (6.04) 609,995
ISHARES IBOXX HI YD ETF 63,056 -17,129 (21.36) 696,980
ISHARES TR TIPS BD ETF 59,344 -3,095 (4.96) 522,077
ALPS ETF TR ALERIAN MLP 57,813 -7,115 (10.96) 3,508,091
VANGUARD BD INDEX FD INC SHORT TRM BOND 57,762 -316 (0.54) 718,346
POWERSHARES ETF TRUST II SENIOR LN PORT 48,711 -4,047 (7.67) 2,026,237
ALTRIA GROUP INC COM 48,167 -2,971 (5.81) 956,833