LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2015

Position Statistics

Total Positions 2,910
New Positions 217
Increased Positions 1,573
Decreased Positions 1,280
Positions with Activity 2,853
Sold Out Positions 154
Total Mkt Value (in $ millions) 19,279

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.74%
Capital Goods 1.08%
Conglomerates 0.1%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 1.93%
Energy 1.78%
Financial 77.29%
Healthcare 2.64%
Services 3.96%
Technology 3.79%
Transportation 0.6%
Utilities 1.14%

2,853 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN ISRAEL FUND INC COM -192 Sold Out 0
AGENUS INC COM NEW -97 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -437 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -140 Sold Out 0
ALLY FINL INC COM -286 Sold Out 0
ALPHA ARCHITECT ETF TR US QUANT ETF New 7,690
ALPS ETF TR INTL SEC DV DOG -238 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP SHS NEW -6 Sold Out 0
ARBITRAGE FDS EVENT DRV FD I -112 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH -780 Sold Out 0
ARROW FINL CORP COM -217 Sold Out 0
ARROWHEAD RESH CORP COM NEW -146 Sold Out 0
ASHLAND INC NEW COM -267 Sold Out 0
AUTOHOME INC SP ADR RP CL A -443 Sold Out 0
BANCO DE CHILE SPONSORED ADR -203 Sold Out 0
BARCLAYS BK PLC BARC YLD ETN LKD -209 Sold Out 0
BARCLAYS BK PLC 10 YR TREAS BEAR -524 Sold Out 0
BIG 5 SPORTING GOODS CORP COM -412 Sold Out 0
BIODELIVERY SCIENCES INTL INC COM -88 Sold Out 0
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT -401 Sold Out 0