LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 03/31/2017

Position Statistics

Total Positions 2,885
New Positions 234
Increased Positions 1,589
Decreased Positions 1,236
Positions with Activity 2,825
Sold Out Positions 211
Total Mkt Value (in $ millions) 14,970

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 0.96%
Basic Materials 0.54%
Industrials 1.12%
Consumer Cyclicals 1.36%
Consumer Non-Cyclicals 1.08%
Financials 81.36%
Healthcare 1.29%
Technology 1.86%
Telecommunication Services 0.18%
Utilities 0.57%

2,825 Activity Positions as of 03/31/2017

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW -1,073 Sold Out 0
ACADIA PHARMACEUTICALS COM -688 Sold Out 0
ADVISERS INVT TR JOHCM INTL SL I -1,263 Sold Out 0
AES TR III PFD CV 6.75% -368 Sold Out 0
AGILENT TECHNOLOGIES INC COM -663 Sold Out 0
AGRIUM INC COM -461 Sold Out 0
AIR PRODS & CHEMS INC COM -272 Sold Out 0
AMICUS THERAPEUTICS INC COM -100 Sold Out 0
AMN HEALTHCARE SERVICES INC COM -505 Sold Out 0
AMPLIFY ETF TR YIELDSHARES CW New 9,167
AQR FDS MLT STRG ALT I -7,684 Sold Out 0
ARCONIC INC PFD CONV B SER 1 -720 Sold Out 0
AVERY DENNISON CORP COM -789 Sold Out 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 -3,081 Sold Out 0
BARCLAYS BK PLC ETN DJUBS IND MT -685 Sold Out 0
BBH FD INC CORE SELE CL N -657 Sold Out 0
BEACON ROOFING SUPPLY INC COM -427 Sold Out 0
BERRY GLOBAL GROUP INC COM -337 Sold Out 0
BIOVERATIV INC COM -314 Sold Out 0
BLACKROCK DEFINED OPPRTY CR TR COM -544 Sold Out 0