LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 12/31/2016

Position Statistics

Total Positions 2,861
New Positions 254
Increased Positions 1,398
Decreased Positions 1,402
Positions with Activity 2,800
Sold Out Positions 204
Total Mkt Value (in $ millions) 13,510

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 1.19%
Basic Materials 0.64%
Industrials 1.25%
Consumer Cyclicals 1.39%
Consumer Non-Cyclicals 0.99%
Financials 81.88%
Healthcare 1.31%
Technology 1.92%
Telecommunication Services 0.2%
Utilities 0.57%

2,800 Activity Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN SINGAPORE FD INC COM -314 Sold Out 0
ABIOMED INC COM -234 Sold Out 0
ABSOLUTE SHS TR WBI TCT HG INC -219 Sold Out 0
ACACIA COMMUNICATIONS INC COM -123 Sold Out 0
ADIENT PLC ORD SHS -422 Sold Out 0
ADVANSIX INC COM -71 Sold Out 0
ADVISORY BRD CO COM -267 Sold Out 0
ALCOA CORP COM NEW -87 Sold Out 0
ALCOA CORP COM -48 Sold Out 0
ALEXANDRIA REAL ESTATE EQ INC COM -315 Sold Out 0
ALON USA ENERGY INC COM -194 Sold Out 0
AMBARELLA INC SHS -1,944 Sold Out 0
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF -63 Sold Out 0
AMERICAN CAMPUS CMNTYS INC COM -206 Sold Out 0
AMERICAN OUTDOOR BRANDS CORP COM -1,460 Sold Out 0
AQUABOUNTY TECHNOLOGIES INC COM NEW -3 Sold Out 0
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - -282 Sold Out 0
ARK ETF TR 3D PRINTING ETF Sold Out 0
B RILEY FINL INC COM -158 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS SGAR38 -536 Sold Out 0