LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2015

Position Statistics

Total Positions 2,914
New Positions 216
Increased Positions 1,572
Decreased Positions 1,285
Positions with Activity 2,857
Sold Out Positions 154
Total Mkt Value (in $ millions) 19,384

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.73%
Capital Goods 1.07%
Conglomerates 0.1%
Consumer Cyclical 0.83%
Consumer/Non-Cyclical 1.86%
Energy 1.76%
Financial 77.33%
Healthcare 2.64%
Services 3.97%
Technology 3.8%
Transportation 0.6%
Utilities 1.14%

2,857 Activity Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 24,157 -4,610 (16.02) 241,039
ISHARES TR 0-5 YR TIPS ETF 2,735 -368 (11.86) 27,338
ISHARES TR 0-5YR HI YL CP 1,420 -96 (6.31) 29,203
ISHARES TR 0-5YR INVT GR CP 268 -312 (53.82) 5,319
BARCLAYS BK PLC 10 YR TREAS BEAR -537 Sold Out 0
ISHARES 10+ YR CR BD ETF 7,288 1,439 24.60 128,296
RECON CAP SER TR 100 COVERED ETF 842 151 21.77 35,926
COMPASS EMP FDS TR 100 ENH VOLA ETF 9,513 5,014 111.46 266,028
ISHARES 10-20 YR TRS ETF 2,939 872 42.17 22,230
ISHARES 1-3 YR CR BD ETF 61,333 -2,900 (4.51) 582,457
ISHARES TR 1-3 YR TR BD ETF 34,034 655 1.96 400,968
ISHARES 15 AMT-FREE ETF 801 -552 (40.81) 15,282
PIMCO ETF TR 1-5 US TIP IDX 21,542 -3,798 (14.99) 412,691
PIMCO ETF TR 15+ YR US TIPS 1,856 1,137 157.99 29,656
ISHARES 16 AMT-FREE ETF 1,039 -231 (18.21) 39,132
ISHARES 17 AMT-FREE ETF 1,230 185 17.75 44,850
ISHARES TR 18 AMT-FREE ETF 496 109 28.07 19,414
ISHARES TR 19 AMT-FREE MN 230 230 New 9,068
ISHARES TR 20+ YR TR BD ETF 59,509 -10,604 (15.13) 513,009
ISHARES TR 2016 CORP EX ETF 437 -104 (19.18) 4,396