LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,876
New Positions 207
Increased Positions 1,425
Decreased Positions 1,392
Positions with Activity 2,817
Sold Out Positions 175
Total Mkt Value (in $ millions) 18,743

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.82%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.14%
Energy 1.97%
Financial 76.7%
Healthcare 2.61%
Services 4.13%
Technology 3.91%
Transportation 0.69%
Utilities 1.31%

2,817 Activity Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 29,342 -1,878 (6.02) 287,033
ISHARES TR 0-5 YR TIPS ETF 3,091 -697 (18.39) 31,017
ISHARES TR 0-5YR HI YL CP 1,540 495 47.36 31,170
ISHARES TR 0-5YR INVT GR CP 583 36 6.67 11,519
BARCLAYS BK PLC 10 YR TREAS BEAR 496 88 21.68 24,312
ISHARES 10+ YR CR BD ETF 6,467 457 7.60 102,967
COMPASS EMP FDS TR 100 ENH VOLA ETF 4,647 1,775 61.80 125,805
ISHARES 10-20 YR TRS ETF 2,151 618 40.33 15,636
ISHARES 1-3 YR CR BD ETF 64,269 -4,134 (6.04) 609,995
ISHARES TR 1-3 YR TR BD ETF 33,308 -394 (1.17) 393,251
PIMCO ETF TR 1-3YR USTREIDX -2,680 Sold Out 0
ISHARES 15 AMT-FREE ETF 1,355 -71 (5) 25,818
PIMCO ETF TR 1-5 US TIP IDX 25,312 -3,288 (11.5) 485,458
PIMCO ETF TR 15+ YR US TIPS 792 187 30.86 11,495
ISHARES 16 AMT-FREE ETF 1,273 7 .54 23,921
ISHARES 17 AMT-FREE ETF 1,050 -6 (0.59) 19,044
ISHARES TR 20+ YR TR BD ETF 78,291 30,119 62.52 604,427
ISHARES TR 2016 CORP EX ETF 544 -138 (20.3) 5,439
ISHARES TR 2016 CP TM ETF 508 180 54.82 5,024
ISHARES TR 2018 CP TM ETF 275 275 New 2,670