LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,821
New Positions 203
Increased Positions 1,422
Decreased Positions 1,334
Positions with Activity 2,756
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,326

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.96%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.68%
Financial 76.85%
Healthcare 2.37%
Services 3.96%
Technology 3.88%
Transportation 0.58%
Utilities 1.44%

2,756 Activity Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 39,085 -16,364 (29.51) 368,729
ISHARES TR 0-5 YR TIPS ETF 3,880 -113 (2.82) 38,189
ISHARES TR 0-5YR HI YL CP 479 234 95.29 9,493
ISHARES TR 0-5YR INVT GR CP 445 445 New 8,799
ISHARES 10+ YR CR BD ETF 5,005 1,176 30.71 81,248
ISHARES 10-20 YR TRS ETF 1,653 -2,376 (58.98) 12,521
ISHARES 1-3 YR CR BD ETF 65,532 -589 (0.89) 621,748
ISHARES TR 1-3 YR TR BD ETF 33,848 -2,019 (5.63) 400,379
PIMCO ETF TR 1-3YR USTREIDX 2,716 -315 (10.4) 53,300
ISHARES 14 AMT-FREE ETF 915 -119 (11.51) 17,882
ISHARES 15 AMT-FREE ETF 1,348 -382 (22.09) 25,514
PIMCO ETF TR 1-5 US TIP IDX 27,426 -255 (0.92) 515,524
PIMCO ETF TR 15+ YR US TIPS -302 Sold Out 0
ISHARES 16 AMT-FREE ETF 1,069 -100 (8.54) 19,932
ISHARES 17 AMT-FREE ETF 981 -183 (15.72) 17,738
ISHARES TR 20+ YR TR BD ETF 40,897 3,842 10.37 345,562
ISHARES TR 2016 CORP EX ETF 277 15 5.77 2,769
ISHARES TR 2016 CP TM ETF 303 46 17.80 2,991
ISHARES TR 2023 CORP EX ETF 211 211 New 2,168
PIMCO ETF TR 25YR+ ZERO U S 1,545 71 4.83 14,337