LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,368

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.17%
Conglomerates 0.08%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.29%
Energy 2.04%
Financial 76.41%
Healthcare 2.65%
Services 4.19%
Technology 3.91%
Transportation 0.66%
Utilities 1.48%

2,782 Activity Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 30,892 -6,405 (17.17) 305,403
ISHARES TR 0-5 YR TIPS ETF 3,782 -18 (0.48) 38,006
ISHARES TR 0-5YR HI YL CP 1,028 567 122.83 21,153
ISHARES TR 0-5YR INVT GR CP 547 101 22.73 10,799
BARCLAYS BK PLC 10 YR TREAS BEAR 378 378 New 19,981
ISHARES 10+ YR CR BD ETF 6,094 920 17.78 95,694
COMPASS EMP FDS TR 100 ENH VOLA ETF 2,875 2,875 New 77,755
ISHARES 10-20 YR TRS ETF 1,564 -194 (11.01) 11,142
ISHARES 1-3 YR CR BD ETF 68,442 2,897 4.42 649,233
ISHARES TR 1-3 YR TR BD ETF 33,762 -210 (0.62) 397,903
PIMCO ETF TR 1-3YR USTREIDX 2,685 -36 (1.31) 52,600
ISHARES 14 AMT-FREE ETF -915 Sold Out 0
ISHARES 15 AMT-FREE ETF 1,429 87 6.52 27,178
PIMCO ETF TR 1-5 US TIP IDX 28,550 1,717 6.40 548,511
PIMCO ETF TR 15+ YR US TIPS 616 616 New 8,784
ISHARES 16 AMT-FREE ETF 1,271 206 19.37 23,793
ISHARES 17 AMT-FREE ETF 1,056 78 8 19,157
ISHARES TR 18 AMT-FREE ETF 389 389 New 15,159
ISHARES TR 20+ YR TR BD ETF 50,121 3,550 7.62 371,903
ISHARES TR 2016 CORP EX ETF 680 404 146.44 6,824