LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,878
New Positions 207
Increased Positions 1,425
Decreased Positions 1,394
Positions with Activity 2,819
Sold Out Positions 176
Total Mkt Value (in $ millions) 18,775

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.82%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.13%
Energy 1.97%
Financial 76.7%
Healthcare 2.62%
Services 4.12%
Technology 3.93%
Transportation 0.69%
Utilities 1.31%

2,819 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
POWERSHARES ETF TRUST DYNA BUYBK ACH 120,047 -121,732 (50.35) 2,409,129
SPDR GOLD TRUST GOLD SHS 23,924 -52,445 (68.67) 206,117
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 426,328 -42,548 (9.07) 1,548,650
SPDR SERIES TRUST S&P HOMEBUILD 12,638 -37,603 (74.85) 348,256
ISHARES MSCI CDA ETF 2,496 -32,060 (92.78) 89,285
ISHARES JP MOR EM MK ETF 11,900 -26,374 (68.91) 106,001
ISHARES MSCI JAPAN ETF 5,285 -25,288 (82.71) 426,184
ISHARES TR U.S. FINLS ETF 7,099 -24,871 (77.8) 78,901
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 96,367 -21,215 (18.04) 1,204,130
ISHARES TR U.S. BAS MTL ETF 5,499 -20,177 (78.58) 63,752
ISHARES US HOME CONS ETF 12,944 -18,194 (58.43) 468,805
CREDIT SUISSE NASSAU BRH EQL WGT MLP LKD 14,302 -18,075 (55.83) 453,739
ISHARES IBOXX HI YD ETF 64,018 -17,390 (21.36) 696,980
ISHARES EM MK MINVOL ETF 16,289 -14,999 (47.94) 277,159
ISHARES TR S&P 500 VAL ETF 165,540 -14,269 (7.94) 1,747,679
ISHARES TR S&P MC 400VL ETF 42,086 -14,176 (25.2) 319,029
ISHARES TR IBOXX INV CP ETF 82,696 -13,139 (13.71) 680,571
ISHARES TR EUROPE ETF 3,933 -12,360 (75.86) 86,993
DNP SELECT INCOME FD COM 27,840 -11,640 (29.48) 2,626,460
PROSHARES TR PSHS ULTSH 20YRS 15,173 -8,843 (36.82) 345,775