LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,821
New Positions 203
Increased Positions 1,422
Decreased Positions 1,334
Positions with Activity 2,756
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,249

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.96%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.67%
Financial 76.85%
Healthcare 2.36%
Services 3.97%
Technology 3.89%
Transportation 0.58%
Utilities 1.45%

2,756 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE SR FLTNG RTE TR COM 1,731 -85 (4.7) 118,677
ETFS GOLD TR SHS 1,730 159 10.15 13,811
GASLOG LTD SHS 1,724 1,309 315.94 70,472
L-3 COMMUNICATIONS HLDGS INC COM 1,723 -5 (0.3) 15,611
GREENBRIER COS INC COM 1,722 1,722 New 24,393
EQUIFAX INC COM 1,722 -10 (0.57) 21,944
ARAMARK COM 1,717 1,717 New 65,179
SPDR INDEX SHS FDS GLB NAT RESRCE 1,717 3 .15 32,764
BLACKROCK ENH CAP & INC FD INC COM 1,714 -1 (0.05) 114,449
DEUTSCHE MUN INCOME COM 1,710 -600 (25.98) 128,603
BLACKROCK HEALTH SCIENCES TR COM 1,709 -19 (1.12) 46,687
SIRIUS XM HLDGS INC COM 1,707 38 2.28 476,939
PIMCO ETF TR BROAD US TIPS 1,704 -155 (8.33) 29,245
ISHARES GL TIMB FORE ETF 1,703 -14 (0.79) 32,970
VANGUARD BD INDEX FD INC LONG TERM BOND 1,693 298 21.38 18,581
HELMERICH & PAYNE INC COM 1,691 282 20.04 16,905
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 1,684 -205 (10.86) 192,481
ARCHER DANIELS MIDLAND CO COM 1,679 313 22.93 33,866
IHS INC CL A 1,677 349 26.30 11,852
WASATCH FDS INC INTL GROWTH FD 1,676 1,676 New 58,121