LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,846
New Positions 186
Increased Positions 1,411
Decreased Positions 1,369
Positions with Activity 2,780
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,073

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.26%
Energy 2.04%
Financial 76.48%
Healthcare 2.64%
Services 4.19%
Technology 3.88%
Transportation 0.65%
Utilities 1.48%

2,780 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXCHANGE TRADED CONCEPTS TR YLD SHS HGH INC 1,622 107 7.04 77,284
NOBLE ENERGY INC COM 1,620 -269 (14.23) 33,933
DBX ETF TR XTRAK MSCI JAPN 1,618 -5,405 (76.96) 43,635
RESTORATION HARDWARE HLDGS INC COM 1,617 -36 (2.19) 18,472
PROSHARES TR PSHS SHORT DOW30 1,616 206 14.59 67,071
RALPH LAUREN CORP CL A 1,616 -511 (24.01) 9,685
CREE INC COM 1,616 181 12.64 45,700
ALLIANCE RES PARTNER L P UT LTD PART 1,613 106 7.06 40,540
ISHARES INDIA 50 ETF 1,610 120 8.09 49,864
CHICAGO BRIDGE & IRON CO N V COM 1,601 487 43.67 46,391
BLACKROCK LTD DURATION INC TR COM SHS 1,600 128 8.66 102,326
ASML HOLDING N V N Y REGISTRY SHS 1,599 -614 (27.76) 15,383
ISHARES CALI AMT-FRE ETF 1,599 194 13.78 13,343
POWERSHARES ETF TR II S&P500 HGH BET 1,586 -485 (23.42) 48,675
U S G CORP COM NEW 1,586 -75 (4.54) 52,094
NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 1,585 83 5.53 112,415
EDISON INTL COM 1,585 -782 (33.03) 23,258
ALLIANCEBERNSTEIN NATL MUNI IN COM 1,582 24 1.51 109,918
D R HORTON INC COM 1,581 212 15.51 64,473
ISHARES 10-20 YR TRS ETF 1,581 -196 (11.01) 11,142