LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,847
New Positions 186
Increased Positions 1,411
Decreased Positions 1,370
Positions with Activity 2,781
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,436

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.28%
Energy 2.07%
Financial 76.42%
Healthcare 2.65%
Services 4.19%
Technology 3.89%
Transportation 0.66%
Utilities 1.47%

2,781 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD WORLD FDS INF TECH ETF 42,885 4,616 12.06 410,779
ISHARES TR TRANS AVG ETF 42,806 11,328 35.99 263,728
KINDER MORGAN INC DEL COM 42,666 -10,722 (20.08) 1,009,378
COCA COLA CO COM 41,141 185 .45 956,773
BOEING CO COM 40,562 32 .08 302,545
VANGUARD INDEX FDS S&P 500 ETF SHS 40,121 1,716 4.47 212,945
DNP SELECT INCOME FD COM 39,555 -678 (1.69) 3,724,606
PIMCO ETF TR TTL RTN ACTV ETF 38,585 688 1.82 351,665
INTEL CORP COM 38,449 -578 (1.48) 1,073,834
ISHARES JP MOR EM MK ETF 37,711 945 2.57 340,937
ISHARES TR RUS MD CP GR ETF 37,689 1,711 4.76 400,562
ISHARES MSCI MEX CAP ETF 37,185 791 2.17 620,478
ISHARES TR SP SMCP600VL ETF 37,002 9,024 32.25 321,002
POWERSHARES ETF TRUST FTSE RAFI 1000 36,810 -18,073 (32.93) 404,861
SPDR SERIES TRUST S&P REGL BKG 36,114 -749 (2.03) 943,907
SELECT SECTOR SPDR TR SBI INT-ENERGY 35,751 6,141 20.74 459,764
PIMCO ETF TR ENHAN SHRT MA AC 35,647 -1,073 (2.92) 352,696
ISHARES INTL SEL DIV ETF 35,434 4,221 13.52 1,033,975
ISHARES TR RUSSELL 3000 ETF 35,378 -333 (0.93) 288,850
VANGUARD INDEX FDS SML CP GRW ETF 34,484 2,147 6.64 270,484