LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,821
New Positions 203
Increased Positions 1,422
Decreased Positions 1,334
Positions with Activity 2,756
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,201

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.96%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.67%
Financial 76.85%
Healthcare 2.36%
Services 3.96%
Technology 3.89%
Transportation 0.58%
Utilities 1.45%

2,756 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR U.S. ENERGY ETF 40,442 25,474 170.19 731,974
ISHARES TR 20+ YR TR BD ETF 40,147 3,772 10.37 345,562
CREDIT SUISSE NASSAU BRH EQL WGT MLP LKD 39,460 1,623 4.29 1,090,058
COCA COLA CO COM 39,299 1,498 3.96 952,460
DNP SELECT INCOME FD COM 39,248 687 1.78 3,788,463
PIMCO ETF TR 0-5 HIGH YIELD 39,045 -16,347 (29.51) 368,729
FIRST TR LRG CP VL ALPHADEX FD COM SHS 39,002 1,459 3.89 896,187
ISHARES JP MOR EM MK ETF 38,352 5,186 15.64 332,395
ISHARES INTERM CR BD ETF 38,168 20,850 120.39 346,349
BOEING CO COM 37,964 506 1.35 302,310
VANGUARD INDEX FDS MCAP VL IDXVIP 37,884 -1,151 (2.95) 436,605
PIMCO ETF TR TOTL RETN ETF 37,737 -258 (0.68) 345,391
INTEL CORP COM 37,430 -2,282 (5.75) 1,089,976
SELECT SECTOR SPDR TR SBI INT-ENERGY 37,078 6,798 22.45 380,791
SPDR SERIES TRUST S&P REGL BKG 37,075 -6,668 (15.24) 963,496
VANGUARD INDEX FDS S&P 500 ETF SHS 37,074 1,314 3.67 203,836
PIMCO ETF TR ENHAN SHRT MAT 36,855 -33,967 (47.96) 363,316
VANGUARD WORLD FDS INF TECH ETF 36,822 21,231 136.19 366,566
ISHARES TR U.S. BAS MTL ETF 36,242 3,426 10.44 409,051
SPDR INDEX SHS FDS S&P INTL ETF 36,061 2,113 6.23 721,950