LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,422
Decreased Positions 1,391
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,462

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.12%
Energy 1.91%
Financial 76.83%
Healthcare 2.63%
Services 4.14%
Technology 3.84%
Transportation 0.68%
Utilities 1.3%

2,813 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MICROSOFT CORP COM 44,953 685 1.55 1,097,220
ISHARES TR RUS MD CP GR ETF 44,295 5,212 13.34 453,977
ISHARES TR RUSSELL 3000 ETF 43,728 8,096 22.72 354,475
ISHARES TR U.S. REAL ES ETF 43,242 18,019 71.44 547,302
KINDER MORGAN INC DEL COM 43,032 1,375 3.30 1,042,691
VANGUARD INDEX FDS S&P 500 ETF SHS 42,823 2,676 6.67 227,141
SELECT SECTOR SPDR TR SBI INT-ENERGY 42,075 6,949 19.78 550,716
ISHARES TR S&P MC 400VL ETF 41,324 -13,919 (25.2) 319,029
ISHARES TR US HLTHCARE ETF 41,180 -6,727 (14.04) 265,540
ISHARES TR 7-10 Y TR BD ETF 40,221 20,120 100.10 372,004
RYDEX ETF TRUST GUG S&P500 PU GR 39,893 4,816 13.73 480,464
SPDR SERIES TRUST S&P REGL BKG 39,083 1,043 2.74 969,800
SELECT SECTOR SPDR TR SBI INT-UTILS 38,976 10,188 35.39 888,242
FIRST TR MID CAP CORE ALPHADEX COM SHS 38,563 5,380 16.21 714,668
ISHARES TR FLTG RATE BD ETF 38,431 -6,657 (14.76) 758,906
VANGUARD INDEX FDS SM CP VAL ETF 38,213 2,767 7.81 353,659
VANGUARD INDEX FDS SML CP GRW ETF 38,145 2,284 6.37 287,711
PFIZER INC COM 37,945 1,765 4.88 1,098,887
COCA COLA CO COM 37,829 -518 (1.35) 943,849
ISHARES TR RUS 2000 GRW ETF 37,419 5,477 17.15 249,380