LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,846
New Positions 186
Increased Positions 1,411
Decreased Positions 1,369
Positions with Activity 2,780
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,073

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.26%
Energy 2.04%
Financial 76.48%
Healthcare 2.64%
Services 4.19%
Technology 3.88%
Transportation 0.65%
Utilities 1.48%

2,780 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR RUS MDCP VAL ETF 53,006 -3,268 (5.81) 729,012
ISHARES TR S&P MC 400VL ETF 52,931 -4,429 (7.72) 426,487
POWERSHARES ETF TRUST II SENIOR LN PORT 52,604 -37,990 (41.94) 2,194,572
VANGUARD INDEX FDS MID CAP ETF 51,862 703 1.37 428,325
ISHARES TR 20+ YR TR BD ETF 51,427 3,642 7.62 371,903
ISHARES TR MSCI EMG MKT ETF 50,386 -38,771 (43.49) 1,291,292
VANGUARD INDEX FDS LARGE CAP ETF 49,987 -642 (1.27) 545,708
DISNEY WALT CO COM DISNEY 49,231 2,235 4.76 541,239
SELECT SECTOR SPDR TR TECHNOLOGY 49,011 -21,990 (30.97) 1,228,344
SPDR SERIES TRUST S&P HOMEBUILD 47,472 -21,572 (31.24) 1,384,441
PROCTER & GAMBLE CO COM 47,167 2,644 5.94 559,581
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH 47,132 11,223 31.25 770,252
CHEVRON CORP NEW COM 46,471 455 .99 453,243
SPDR DOW JONES INDL AVRG ETF UT SER 1 45,779 3,828 9.13 267,009
ISHARES TR US HLTHCARE ETF 45,321 10,767 31.16 308,915
ISHARES TR NASDQ BIOTEC ETF 45,278 -6,426 (12.43) 140,768
ISHARES TR FLTG RATE BD ETF 45,026 -1,283 (2.77) 890,361
BOEING CO COM 43,981 34 .08 302,545
FIRST TR LRG CP VL ALPHADEX FD COM SHS 43,667 5,677 14.94 1,030,116
MICROSOFT CORP COM 43,653 2,165 5.22 1,080,510