LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,851
New Positions 186
Increased Positions 1,413
Decreased Positions 1,372
Positions with Activity 2,785
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,355

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.24%
Energy 2.08%
Financial 76.59%
Healthcare 2.65%
Services 4.09%
Technology 3.91%
Transportation 0.66%
Utilities 1.43%

2,785 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR CORE S&P SCP ETF 118,061 -9,291 (7.3) 1,047,196
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 117,199 24,491 26.42 1,469,212
ISHARES U.S. PFD STK ETF 113,905 2,080 1.86 2,892,459
ISHARES TR S&P 500 GRWT ETF 108,201 12,980 13.63 961,448
SELECT SECTOR SPDR TR SBI INT-INDS 102,381 -16,020 (13.53) 1,809,166
ISHARES TR SELECT DIVID ETF 99,763 -6,053 (5.72) 1,252,046
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 95,046 16,510 21.02 2,465,532
ISHARES TR IBOXX INV CP ETF 94,202 -17,562 (15.71) 788,699
VANGUARD INDEX FDS GROWTH ETF 94,196 -3,226 (3.31) 898,045
VANGUARD INDEX FDS SMALL CP ETF 93,686 1,399 1.52 799,711
WISDOMTREE TR JAPN HEDGE EQT 92,844 27,227 41.49 1,692,072
SPDR SERIES TRUST S&P DIVID ETF 92,335 3,111 3.49 1,138,388
VANGUARD INDEX FDS REIT ETF 92,051 -2,030 (2.16) 1,121,618
SPDR SER TR SHT TRM HGH YLD 91,483 -1,055 (1.14) 3,165,499
GENERAL ELECTRIC CO COM 87,870 114 .13 3,495,219
ISHARES TR CORE MSCI EAFE 86,757 14,520 20.10 1,547,854
VANGUARD SCOTTSDALE FDS INT-TERM CORP 83,673 3,746 4.69 972,939
ISHARES MBS ETF 80,802 12,983 19.14 738,049
VANGUARD INDEX FDS VALUE ETF 79,536 15,257 23.74 936,824
JOHNSON & JOHNSON COM 79,328 3,192 4.19 742,706