LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2015

Position Statistics

Total Positions 2,914
New Positions 216
Increased Positions 1,573
Decreased Positions 1,284
Positions with Activity 2,857
Sold Out Positions 154
Total Mkt Value (in $ millions) 19,476

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.67%
Capital Goods 1.08%
Conglomerates 0.09%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 1.93%
Energy 1.67%
Financial 77.29%
Healthcare 2.69%
Services 4.01%
Technology 3.81%
Transportation 0.61%
Utilities 1.14%

2,857 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IHS INC CL A -941 Sold Out 0
INTELIQUENT INC COM -420 Sold Out 0
ISHARES GOV/CRED BD ETF -200 Sold Out 0
ISHARES GL HGYL CP ETF 10.32 20,908
ISHARES EM HGHYL BD ETF (10.48) 144,763
ISHARES GLB HGH YLD ETF (25.52) 8,583
ISHARES S&P GSCI COMMODITY IDX UNIT BEN INT -198 Sold Out 0
ISHARES TR B CA RT CP ETF (21.24) 5,237
ISHARES TR DEC 2016 CP BD -203 Sold Out 0
ISHARES TR MRNGSTR INC ETF 16.39 247,670
ISHARES TR BAA BA RTD ETF 58.79 41,070
ISHARES TR LIQUID INC ETF New 4,300
ISHARES TR JAPAN LG-CAP ETF -246 Sold Out 0
ISHARES TR MSCI INDIA ETF 356.35 36,426
ISHARES U S ETF TR SHT MAT BD ETF (6.85) 36,234
JAKKS PAC INC COM -191 Sold Out 0
KAR AUCTION SVCS INC COM -438 Sold Out 0
KELLY SVCS INC CL A -159 Sold Out 0
KENNAMETAL INC COM -256 Sold Out 0
KKR INCOME OPPORTUNITIES FD COM -197 Sold Out 0