LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,387
Decreased Positions 1,370
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.11%
Energy 2.8%
Financial 76.98%
Healthcare 2.45%
Services 4.07%
Technology 3.99%
Transportation 0.57%
Utilities 1.42%

2,757 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - -183 Sold Out 0
ASCENA RETAIL GROUP INC COM -163 Sold Out 0
AUTODESK INC COM -283 Sold Out 0
BANK OF THE OZARKS INC COM -321 Sold Out 0
BELMOND LTD CL A -139 Sold Out 0
BITAUTO HLDGS LTD SPONSORED ADS -1,243 Sold Out 0
BLACK HILLS CORP COM -461 Sold Out 0
BLACKROCK ECOSOLUTIONS INVT TR COM SH -105 Sold Out 0
BLACKROCK MUNI INCOME INV QLTY COM -142 Sold Out 0
BLDRS INDEX FDS TR DEV MK 100 ADR -318 Sold Out 0
BROADRIDGE FINL SOLUTIONS INC COM -591 Sold Out 0
BRUKER CORP COM -393 Sold Out 0
BT GROUP PLC ADR -266 Sold Out 0
CANADIAN SOLAR INC COM -204 Sold Out 0
CAREFUSION CORP COM -247 Sold Out 0
CBOE HLDGS INC COM -249 Sold Out 0
CDN IMPERIAL BK COMM TORONTO O COM -277 Sold Out 0
CHECKPOINT SYS INC COM -137 Sold Out 0
CINEMARK HOLDINGS INC COM -387 Sold Out 0
CLEAN HARBORS INC COM -360 Sold Out 0