LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,209

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.14%
Energy 2.6%
Financial 76.8%
Healthcare 2.43%
Services 3.96%
Technology 3.92%
Transportation 0.6%
Utilities 1.44%

2,755 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARRONE BIO INNOVATIONS INC COM 34 -49 (59.43) 11,263
AGENUS INC COM NEW 32 32 New 10,966
CREDIT SUISSE AG NASSAU BRH EXCHTRADE SHTERM 27 27 New 10,738
ANTARES PHARMA INC COM 27 2 8.47 12,810
CAPSTONE TURBINE CORP COM 25 8 46.36 22,100
AMERICAN SUPERCONDUCTOR CORP COM 25 25 New 16,185
GERON CORP COM 24 24 New 10,550
DENISON MINES CORP COM 23 6 38.45 18,004
TIGER MEDIA INC SHS 21 -1 (5.88) 40,000
LEXICON PHARMACEUTICALS INC COM 14 14 New 10,000
ATHERSYS INC COM 14 14 New 10,000
DOCUMENT SEC SYS INC COM 13 -1 (6.5) 14,392
ROCK CREEK PHARMACEUTICALS INC COM 12 -2 (12.83) 37,324
ENDEAVOUR INTL CORP COM NEW 11 11 New 20,357
GTX INC DEL COM 10 10 New 13,000
SANOFI CONTGNT VAL RT 6 (5.77) 12,973
CORINTHIAN COLLEGES INC COM 4 -1 (22.55) 24,830
COMMUNITY HEALTH SYS INC NEW RT 012716 3 (0.56) 99,280
ASTERIAS BIOTHERAPEUTICS INC COM SER A 3 3 New 440
ABERDEEN JAPAN EQUITY FD INC COM -74 Sold Out 0