LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2015

Position Statistics

Total Positions 2,915
New Positions 219
Increased Positions 1,574
Decreased Positions 1,284
Positions with Activity 2,858
Sold Out Positions 156
Total Mkt Value (in $ millions) 20,008

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.76%
Capital Goods 1.09%
Conglomerates 0.1%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 1.93%
Energy 1.85%
Financial 77.11%
Healthcare 2.59%
Services 3.93%
Technology 3.83%
Transportation 0.62%
Utilities 1.2%

2,858 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HUGOTON RTY TR TEX UNIT BEN INT 142 -17 (10.73) 31,554
SYNERGY RES CORP COM 142 142 New 12,100
BELMOND LTD CL A 142 142 New 11,318
INVESTORS BANCORP INC NEW COM 141 9 6.44 11,602
HERZFELD CARIBBEAN BASIN FD COM 139 139 New 13,170
WESTERN ASSET MGD HI INCM FD COM 137 -8 (5.32) 26,536
VOYA EMERGING MKTS HIGH DIVID COM 133 -45 (25.06) 12,561
BLACKROCK CAPITAL INVESTMENT C COM 133 13 10.42 14,371
SUNSHINE HEART INC COM 133 83 168.70 30,900
NAVIOS MARITIME PARTNERS L P UNIT LPI 132 -185 (58.43) 12,226
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 132 -10 (6.96) 22,693
SAN JUAN BASIN RTY TR UNIT BEN INT 130 130 New 11,830
GLADSTONE INVT CORP COM 130 130 New 17,236
PENGROWTH ENERGY CORP COM 130 .20 43,779
SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR 129 8 6.28 14,320
ABERDEEN CHILE FD INC COM 127 -32 (20.34) 16,490
WESTPORT INNOVATIONS INC COM NEW 125 -20 (13.74) 22,907
KINDRED BIOSCIENCES INC COM 123 23 23.30 17,994
EARTHLINK HLDGS CORP COM 122 -27 (18.34) 17,983
WESTERN ASSET WORLDWIDE INCOME COM 121 -3 (2.69) 10,571