LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,387
Decreased Positions 1,370
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.11%
Energy 2.8%
Financial 76.98%
Healthcare 2.45%
Services 4.07%
Technology 3.99%
Transportation 0.57%
Utilities 1.42%

2,757 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS TOTAL STK MKT 667,948 37,655 5.97 6,506,412
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 631,127 -58,772 (8.52) 2,456,033
POWERSHARES QQQ TRUST UNIT SER 1 366,450 8,539 2.39 3,769,016
SPDR S&P 500 ETF TR TR UNIT 309,560 -16,506 (5.06) 1,558,395
POWERSHARES ETF TRUST DYNA BUYBK ACH 291,545 -12,553 (4.13) 6,465,841
ISHARES CORE S&P SCP ETF 223,104 -29,070 (11.53) 2,040,836
SPDR SERIES TRUST BRC HGH YLD BD 204,026 -970 (0.47) 4,942,496
ISHARES MBS ETF 196,761 352 .18 1,821,019
APPLE INC COM 196,055 -9,876 (4.8) 2,017,232
ISHARES RUS 1000 GRW ETF 191,671 -6,236 (3.15) 2,090,877
ISHARES CORE S&P MCP ETF 179,088 925 .52 1,269,496
ISHARES MSCI EAFE ETF 177,821 -121,669 (40.63) 2,612,331
ISHARES CORE TOTUSBD ETF 177,461 48,018 37.10 1,621,237
ISHARES S&P 500 GRWT ETF 175,838 93,991 114.84 1,645,034
VANGUARD BD INDEX FD INC TOTAL BND MRKT 172,620 119 .07 2,100,506
ISHARES CORE S&P500 ETF 153,393 -7,481 (4.65) 767,349
ISHARES RUSSELL 2000 ETF 150,436 -24,839 (14.17) 1,309,677
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 142,532 360 .25 3,177,263
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 141,046 6,688 4.98 1,804,577
RYDEX ETF TRUST GUG S&P500 EQ WT 136,281 8,642 6.77 1,771,490