LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,821
New Positions 203
Increased Positions 1,422
Decreased Positions 1,334
Positions with Activity 2,756
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,221

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.83%
Consumer/Non-Cyclical 2.11%
Energy 2.68%
Financial 76.83%
Healthcare 2.36%
Services 3.97%
Technology 3.89%
Transportation 0.58%
Utilities 1.45%

2,756 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS TOTAL STK MKT 671,855 2,150 .32 6,527,303
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 666,973 30,173 4.74 2,572,404
SPDR S&P 500 ETF TR TR UNIT 433,269 123,274 39.77 2,178,109
POWERSHARES QQQ TRUST UNIT SER 1 405,957 33,955 9.13 4,113,042
POWERSHARES ETF TRUST DYNA BUYBK ACH 270,773 -23,940 (8.12) 5,940,619
SPDR SERIES TRUST BRC HGH YLD BD 200,901 -3,422 (1.68) 4,859,727
ISHARES TR MSCI EAFE ETF 195,513 21,767 12.53 2,939,609
ISHARES TR RUS 1000 GRW ETF 194,396 927 .48 2,100,900
ISHARES TR CORE US AGGBD ET 191,639 14,291 8.06 1,751,884
APPLE INC COM 190,985 -11,888 (5.86) 1,899,022
ISHARES TR CORE S&P MCP ETF 173,663 -7,049 (3.9) 1,219,975
VANGUARD BD INDEX FD INC TOTAL BND MRKT 173,516 896 .52 2,111,413
ISHARES TR CORE S&P500 ETF 158,672 5,018 3.27 792,408
ISHARES TR S&P 500 VAL ETF 150,774 91,350 153.73 1,654,854
RYDEX ETF TRUST GUG S&P500 EQ WT 145,165 8,034 5.86 1,875,272
ISHARES TR RUSSELL 2000 ETF 143,338 -7,209 (4.79) 1,246,960
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 135,762 -7,946 (5.53) 3,001,586
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 130,643 -9,825 (6.99) 1,678,359
ISHARES TR RUS 1000 VAL ETF 124,439 2,359 1.93 1,224,909
ISHARES TR CORE S&P SCP ETF 123,533 -99,652 (44.65) 1,129,603