LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,876
New Positions 207
Increased Positions 1,425
Decreased Positions 1,392
Positions with Activity 2,817
Sold Out Positions 175
Total Mkt Value (in $ millions) 18,696

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.81%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.13%
Energy 1.94%
Financial 76.73%
Healthcare 2.62%
Services 4.14%
Technology 3.91%
Transportation 0.69%
Utilities 1.3%

2,817 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 841,752 99,797 13.45 3,999,584
VANGUARD INDEX FDS TOTAL STK MKT 833,296 68,934 9.02 7,647,024
POWERSHARES QQQ TRUST UNIT SER 1 551,620 55,132 11.10 5,077,506
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 424,562 -42,372 (9.07) 1,548,650
APPLE INC COM 257,951 15,482 6.39 2,040,591
ISHARES TR RUS 1000 GRW ETF 244,636 25,773 11.78 2,433,221
SPDR SERIES TRUST BRC HGH YLD BD 219,661 32,880 17.60 5,569,491
VANGUARD BD INDEX FD INC TOTAL BND MRKT 218,098 26,825 14.03 2,640,410
ISHARES TR CORE S&P500 ETF 212,508 22,095 11.60 1,002,725
ISHARES TR RUSSELL 2000 ETF 194,333 57,784 42.32 1,583,551
ISHARES TR CORE S&P MCP ETF 185,402 13,807 8.05 1,233,053
RYDEX ETF TRUST GUG S&P500 EQ WT 184,826 26,005 16.37 2,253,701
ISHARES TR CORE US AGGBD ET 176,165 35,820 25.52 1,595,412
ISHARES TR MSCI EAFE ETF 174,067 8,374 5.05 2,690,792
ISHARES TR RUS 1000 ETF 165,880 -3,397 (2.01) 1,408,149
ISHARES TR S&P 500 VAL ETF 164,579 -14,186 (7.94) 1,747,679
SELECT SECTOR SPDR TR SBI HEALTHCARE 150,835 70,597 87.99 2,070,771
ISHARES TR RUS 1000 VAL ETF 142,996 13,826 10.70 1,364,982
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 140,975 6,840 5.10 1,710,241
ISHARES TR CORE S&P SCP ETF 135,863 14,178 11.65 1,169,214