LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,350

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.69%
Financial 76.84%
Healthcare 2.38%
Services 3.95%
Technology 3.9%
Transportation 0.58%
Utilities 1.46%

2,820 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS TOTAL STK MKT 678,056 2,170 .32 6,527,303
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 673,301 30,459 4.74 2,572,404
SPDR S&P 500 ETF TR TR UNIT 437,168 124,383 39.77 2,178,109
POWERSHARES QQQ TRUST UNIT SER 1 410,399 34,327 9.13 4,113,042
POWERSHARES ETF TRUST DYNA BUYBK ACH 273,268 -24,160 (8.12) 5,940,619
SPDR SERIES TRUST BRC HGH YLD BD 201,047 -3,424 (1.68) 4,859,727
ISHARES TR MSCI EAFE ETF 196,101 21,833 12.53 2,939,609
ISHARES TR RUS 1000 GRW ETF 195,909 935 .48 2,100,900
APPLE INC COM 194,650 -12,117 (5.86) 1,899,022
ISHARES TR CORE US AGGBD ET 192,672 14,369 8.06 1,751,884
ISHARES TR CORE S&P MCP ETF 175,262 -7,114 (3.9) 1,219,975
VANGUARD BD INDEX FD INC TOTAL BND MRKT 174,360 901 .52 2,111,413
ISHARES TR CORE S&P500 ETF 160,035 5,061 3.27 792,408
ISHARES TR S&P 500 VAL ETF 152,495 92,392 153.73 1,654,854
RYDEX ETF TRUST GUG S&P500 EQ WT 146,402 8,102 5.86 1,875,272
ISHARES TR RUSSELL 2000 ETF 145,346 -7,310 (4.79) 1,246,960
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 136,272 -7,976 (5.53) 3,001,586
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 131,113 -9,860 (6.99) 1,678,359
ISHARES TR RUS 1000 VAL ETF 125,725 2,384 1.93 1,224,909
ISHARES TR CORE S&P SCP ETF 124,663 -100,564 (44.65) 1,129,603