LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,095

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.13%
Energy 2.61%
Financial 76.89%
Healthcare 2.41%
Services 3.93%
Technology 3.92%
Transportation 0.59%
Utilities 1.43%

2,820 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS TOTAL STK MKT 671,072 2,148 .32 6,527,303
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 663,835 30,031 4.74 2,572,404
SPDR S&P 500 ETF TR TR UNIT 433,402 123,311 39.77 2,178,109
POWERSHARES QQQ TRUST UNIT SER 1 405,217 33,893 9.13 4,113,042
POWERSHARES ETF TRUST DYNA BUYBK ACH 271,546 -24,008 (8.12) 5,940,619
SPDR SERIES TRUST BRC HGH YLD BD 197,062 -3,356 (1.68) 4,859,727
ISHARES TR MSCI EAFE ETF 193,661 21,561 12.53 2,939,609
ISHARES TR RUS 1000 GRW ETF 193,577 924 .48 2,100,900
APPLE INC COM 192,998 -12,014 (5.86) 1,899,022
ISHARES TR CORE US AGGBD ET 190,272 14,190 8.06 1,751,884
ISHARES TR CORE S&P MCP ETF 172,846 -7,016 (3.9) 1,219,975
VANGUARD BD INDEX FD INC TOTAL BND MRKT 172,270 890 .52 2,111,413
ISHARES TR CORE S&P500 ETF 158,688 5,018 3.27 792,408
ISHARES TR S&P 500 VAL ETF 151,303 91,671 153.73 1,654,854
RYDEX ETF TRUST GUG S&P500 EQ WT 144,583 8,002 5.86 1,875,272
ISHARES TR RUSSELL 2000 ETF 142,291 -7,157 (4.79) 1,246,960
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 132,280 -7,742 (5.53) 3,001,586
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 130,627 -9,824 (6.99) 1,678,359
ISHARES TR RUS 1000 VAL ETF 124,843 2,367 1.93 1,224,909
ISHARES TR CORE S&P SCP ETF 122,313 -98,668 (44.65) 1,129,603