LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,492

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.91%
Capital Goods 1.18%
Conglomerates 0.07%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.25%
Energy 2.11%
Financial 76.44%
Healthcare 2.58%
Services 4.13%
Technology 3.96%
Transportation 0.67%
Utilities 1.47%

2,848 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS TOTAL STK MKT 753,069 52,298 7.46 7,014,431
SPDR S&P 500 ETF TR TR UNIT 734,834 280,829 61.86 3,525,399
POWERSHARES QQQ TRUST UNIT SER 1 480,037 48,003 11.11 4,570,036
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 454,024 -231,702 (33.79) 1,703,206
POWERSHARES ETF TRUST DYNA BUYBK ACH 234,743 -52,664 (18.32) 4,852,070
APPLE INC COM 218,646 2,176 1.01 1,918,114
ISHARES TR RUS 1000 GRW ETF 211,157 7,370 3.62 2,176,875
VANGUARD BD INDEX FD INC TOTAL BND MRKT 190,138 16,770 9.67 2,315,649
ISHARES TR CORE S&P500 ETF 188,543 22,256 13.38 898,467
SPDR SERIES TRUST BRC HGH YLD BD 184,460 -4,826 (2.55) 4,735,814
ISHARES TR S&P 500 VAL ETF 180,227 23,115 14.71 1,898,326
ISHARES TR RUS 1000 ETF 166,920 65,181 64.07 1,436,985
ISHARES TR CORE S&P MCP ETF 166,909 -11,517 (6.46) 1,141,227
ISHARES TR MSCI EAFE ETF 159,418 -23,543 (12.87) 2,561,347
RYDEX ETF TRUST GUG S&P500 EQ WT 156,962 4,971 3.27 1,936,607
ISHARES TR CORE US AGGBD ET 139,481 -52,771 (27.45) 1,271,012
ISHARES TR RUSSELL 2000 ETF 134,123 -16,185 (10.77) 1,112,687
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 133,908 -4,205 (3.04) 1,627,264
ISHARES TR RUS 1000 VAL ETF 130,328 855 .66 1,233,001
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 124,859 4,675 3.89 3,118,347