LONGFELLOW INVESTMENT MANAGEMENT CO LLC Information

20 WINTHROP SQUARE, 3RD FL, BOSTON, Massachusetts, 02110, (617) 695-3504

Report Date: 06/30/2014

Position Statistics

Total Positions 54
New Positions 11
Increased Positions 18
Decreased Positions 17
Positions with Activity 35
Sold Out Positions 13
Total Mkt Value (in $ millions) 365

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.27%
Capital Goods 2.81%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.11%
Energy 1.31%
Financial 33.82%
Healthcare 14.05%
Services 23.29%
Technology 9.53%
Transportation 0%
Utilities 5.52%

54 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS 21,508 1,445 7.20 89,142
ALPS ETF TR ALERIAN MLP 162 -153 (48.57) 8,470
ALTRIA GROUP INC COM 353 New 7,675
AMER RLTY CAP HEALTHCAR TR INC COM 22,929 22,929 New 2,187,853
AMERICAN INTL GROUP INC COM NEW -160 Sold Out 0
BANK AMER CORP COM 100 -102 (50.69) 5,837
BLACKHAWK NETWORK HLDGS INC CL B -1,327 Sold Out 0
BROOKDALE SR LIVING INC COM 20,447 1,530 8.09 634,600
COMPUWARE CORP COM 9,432 New 889,000
CROWN CASTLE INTL CORP CNV PFD STK SR A -5,469 Sold Out 0
DIRECTV COM 17,304 17,304 New 200,000
ENERGY XXI BERMUDA LTD USD UNRS SHS -9,661 Sold Out 0
EQUITY COMWLTH CUM PFD S D 6.5% -4,467 Sold Out 0
ESSEX PPTY TR INC COM -24,072 Sold Out 0
ETFS PALLADIUM TR SH BEN INT 691 -204 (22.78) 9,189
FNB CORP PA COM 3,737 3,737 New 311,675
HERITAGE FINL CORP WASH COM -7,115 Sold Out 0
HOMEFED CORP COM PAR $.01 2,204 2,204 New 42,381
HUDSON CITY BANCORP COM 23,824 New 2,451,000
ISHARES SHT NTLAMTFR ETF 504 New 4,750