LONGFELLOW INVESTMENT MANAGEMENT CO LLC Information

20 WINTHROP SQUARE, 3RD FL, BOSTON, Massachusetts, 02110, (617) 695-3504

Report Date: 09/30/2014

Position Statistics

Total Positions 57
New Positions 15
Increased Positions 17
Decreased Positions 14
Positions with Activity 31
Sold Out Positions 6
Total Mkt Value (in $ millions) 376

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.25%
Capital Goods 6.66%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.1%
Energy 1.04%
Financial 25.17%
Healthcare 0.18%
Services 25.72%
Technology 20.8%
Transportation
Utilities 6.92%

57 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS -24,096 Sold Out 0
ALPS ETF TR ALERIAN MLP 157 New 8,470
ALTRIA GROUP INC COM 320 -59 (15.64) 6,475
AMER RLTY CAP HEALTHCAR TR INC COM 25,007 New 2,187,853
BANK AMER CORP COM 100 New 5,837
BROOKDALE SR LIVING INC COM -22,433 Sold Out 0
COMPUWARE CORP COM 9,148 New 889,000
CONCUR TECHNOLOGIES INC COM 16,753 16,753 New 130,000
CONSOLIDATED COMM HLDGS INC COM 242 242 New 9,086
COVISINT CORP COM 305 New 124,682
DIRECTV COM 17,420 New 200,000
DRESSER-RAND GROUP INC COM 13,791 13,791 New 168,000
EQUITY COMWLTH COM SH BEN INT 13 13 New 500
ETFS PALLADIUM TR SH BEN INT 710 New 9,189
FNB CORP PA COM -4,030 Sold Out 0
GLIMCHER RLTY TR SH BEN INT 8,274 8,274 New 600,000
HOMEFED CORP COM PAR $.01 -2,119 Sold Out 0
HUDSON CITY BANCORP COM 22,226 -1,757 (7.33) 2,271,400
INTEGRYS ENERGY GROUP INC COM 5,326 5,326 New 74,200
INTERNATIONAL RECTIFIER CORP COM 15,940 15,940 New 400,000