LONGFELLOW INVESTMENT MANAGEMENT CO LLC Information

20 WINTHROP SQUARE, 3RD FL, BOSTON, Massachusetts, 02110, (617) 695-3504

Report Date: 12/31/2013

Position Statistics

Total Positions 60
New Positions 21
Increased Positions 27
Decreased Positions 15
Positions with Activity 42
Sold Out Positions 14
Total Mkt Value (in $ millions) 299

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.41%
Capital Goods
Conglomerates
Consumer Cyclical 3.18%
Consumer/Non-Cyclical 0.12%
Energy 2.88%
Financial 51.01%
Healthcare 1.24%
Services 16.55%
Technology 10.89%
Transportation
Utilities 8.16%

60 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACTAVIS PLC SHS -166,400 Sold Out 0
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -12,889 Sold Out 0
CONTANGO OIL & GAS COMPANY COM NEW -2,748 Sold Out 0
ELAN PLC ADR -21,110 Sold Out 0
FIRST MERCHANTS CORP COM -6,807 Sold Out 0
FNB CORP PA COM -5,241 Sold Out 0
GMAC CAP TR I GTD TR PFD-2 -6,821 Sold Out 0
INTERCONTINENTALEXCHANGE GROUP COM -17,637 Sold Out 0
INVESTORS BANCORP INC COM -16,748 Sold Out 0
MID-AMER APT CMNTYS INC COM -17,615 Sold Out 0
OFFICE DEPOT INC COM -13,500 Sold Out 0
PARKWAY PPTYS INC COM -2,074 Sold Out 0
SPARTAN STORES INC COM -13,506 Sold Out 0
STERLING BANCORP DEL COM -10,989 Sold Out 0
ROYAL DUTCH SHELL PLC SPONS ADR A 168 -168 (50.02) 2,216
ALPS ETF TR ALERIAN MLP 298 New 16,470
ALTRIA GROUP INC COM 295 New 7,675
AMERICAN INTL GROUP INC COM NEW 95 New 1,869
AMERICAN RLTY CAP PPTYS INC COM 23,531 23,531 New 1,770,553
AT&T INC COM 202 New 5,600