LONGFELLOW INVESTMENT MANAGEMENT CO LLC Information

20 WINTHROP SQUARE, 3RD FL, BOSTON, Massachusetts, 02110, (617) 695-3504

Report Date: 06/30/2014

Position Statistics

Total Positions 56
New Positions 13
Increased Positions 20
Decreased Positions 17
Positions with Activity 37
Sold Out Positions 13
Total Mkt Value (in $ millions) 398

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.16%
Capital Goods 2.85%
Conglomerates
Consumer Cyclical 1.43%
Consumer/Non-Cyclical 0.1%
Energy 1.27%
Financial 31.54%
Healthcare 12.99%
Services 21.75%
Technology 13.67%
Transportation 0%
Utilities 5.21%

56 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ESSEX PPTY TR INC COM -26,052 Sold Out 0
PACWEST BANCORP DEL COM -20,278 Sold Out 0
OMNICOM GROUP INC COM -19,803 Sold Out 0
UMPQUA HLDGS CORP COM -16,389 Sold Out 0
ENERGY XXI BERMUDA LTD USD UNRS SHS -14,045 Sold Out 0
HERITAGE FINL CORP WASH COM -7,348 Sold Out 0
UNITED FINL BANCORP INC NEW COM -6,515 Sold Out 0
JETBLUE AIRWAYS CORP COM -6,115 Sold Out 0
CROWN CASTLE INTL CORP CNV PFD STK SR A -5,442 Sold Out 0
NEXTERA ENERGY INC CORP UNIT -4,651 Sold Out 0
EQUITY COMWLTH CUM PFD S D 6.5% -4,581 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -1,128 Sold Out 0
ETFS PALLADIUM TR SH BEN INT 810 -239 (22.78) 9,189
AMERICAN INTL GROUP INC COM NEW -166 Sold Out 0
ALPS ETF TR ALERIAN MLP 164 -154 (48.57) 8,470
PFIZER INC COM 134 -103 (43.51) 4,545
BANK OF AMERICA CORPORATION COM 94 -97 (50.69) 5,837
ALTRIA GROUP INC COM 331 New 7,675
COMPUWARE CORP COM 8,312 New 889,000
HUDSON CITY BANCORP COM 24,191 New 2,451,000