LONGFELLOW INVESTMENT MANAGEMENT CO LLC Information

20 WINTHROP SQUARE, 3RD FL, BOSTON, Massachusetts, 02110, (617) 695-3504

Report Date: 09/30/2014

Position Statistics

Total Positions 53
New Positions 12
Increased Positions 14
Decreased Positions 14
Positions with Activity 28
Sold Out Positions 6
Total Mkt Value (in $ millions) 343

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.68%
Capital Goods 7.1%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.11%
Energy 1.05%
Financial 25.63%
Healthcare 0.35%
Services 28.2%
Technology 15%
Transportation
Utilities 7.54%

53 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTEGRYS ENERGY GROUP INC COM 5,682 5,682 New 74,200
NORTHSTAR ASSET MGMT GROUP INC COM 5,466 5,466 New 251,175
NORTHSTAR RLTY FIN CORP COM 4,365 -4,365 (50) 251,176
NICHOLAS FINANCIAL INC COM NEW 4,311 -2,905 (40.26) 328,548
SWS GROUP INC COM 4,130 -62 (1.49) 576,834
LIN MEDIA LLC CL A COM 3,845 3,845 New 153,800
PIKE CORP COM 3,560 3,560 New 296,676
NOBLE ENERGY INC COM 3,481 New 68,000
LIBERTY INTERACTIVE CORP LBT VENT COM A 1,181 New 32,216
MOSAIC CO NEW COM 1,149 New 24,970
OVASCIENCE INC COM 1,046 1,046 New 21,852
ETFS PALLADIUM TR SH BEN INT 718 New 9,189
ISHARES SHT NTLAMTFR ETF 503 New 4,750
COVISINT CORP COM 359 New 124,682
ALTRIA GROUP INC COM 327 -61 (15.64) 6,475
CONSOLIDATED COMM HLDGS INC COM 248 248 New 9,086
MARKET VECTORS ETF TR GOLD MINER ETF 202 -37 (15.49) 10,915
JPMORGAN CHASE & CO COM 167 New 2,702
ALPS ETF TR ALERIAN MLP 147 New 8,470
PFIZER INC COM 145 New 4,545