LONGFELLOW INVESTMENT MANAGEMENT CO LLC Information

20 WINTHROP SQUARE, 3RD FL, BOSTON, Massachusetts, 02110, (617) 695-3504

Report Date: 06/30/2014

Position Statistics

Total Positions 54
New Positions 11
Increased Positions 18
Decreased Positions 17
Positions with Activity 35
Sold Out Positions 13
Total Mkt Value (in $ millions) 373

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.29%
Capital Goods 2.9%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.11%
Energy 1.34%
Financial 33.93%
Healthcare 13.88%
Services 23.41%
Technology 9.52%
Transportation 0%
Utilities 5.51%

54 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NATIONAL OILWELL VARCO INC COM 8,504 8,504 New 106,000
NICHOLAS FINANCIAL INC COM NEW 6,705 New 550,000
LIBERTY INTERACTIVE CORP INT COM SER A 6,569 New 226,600
NORTH VALLEY BANCORP COM NEW 5,840 New 258,972
NOBLE ENERGY INC COM 4,848 New 68,000
SWS GROUP INC COM 4,134 4,134 New 585,534
FNB CORP PA COM 3,961 3,961 New 311,675
HOMEFED CORP COM PAR $.01 2,331 2,331 New 42,381
MOSAIC CO NEW COM 1,160 New 24,970
ETFS PALLADIUM TR SH BEN INT 725 -214 (22.78) 9,189
ISHARES SHT NTLAMTFR ETF 505 New 4,750
ALTRIA GROUP INC COM 345 New 7,675
MARKET VECTORS ETF TR GOLD MINER ETF 293 New 12,915
JPMORGAN CHASE & CO COM 165 New 2,702
ALPS ETF TR ALERIAN MLP 163 -154 (48.57) 8,470
PFIZER INC COM 138 -106 (43.51) 4,545
WILLIAMS COS INC DEL COM 127 New 2,250
BANK AMER CORP COM 99 -102 (50.69) 5,837
XCEL ENERGY INC COM 82 New 2,625
PHILIP MORRIS INTL INC COM 62 New 725