LONGFELLOW INVESTMENT MANAGEMENT CO LLC Information

20 WINTHROP SQUARE, 3RD FL, BOSTON, Massachusetts, 02110, (617) 695-3504

Report Date: 09/30/2014

Position Statistics

Total Positions 51
New Positions 10
Increased Positions 12
Decreased Positions 14
Positions with Activity 26
Sold Out Positions 6
Total Mkt Value (in $ millions) 304

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.5%
Capital Goods 6.5%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.14%
Energy 1.1%
Financial 27.68%
Healthcare 0.4%
Services 38.24%
Technology 12.06%
Transportation
Utilities 8.77%

51 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NICHOLAS FINANCIAL INC COM NEW 4,672 -3,149 (40.26) 328,548
NORTHSTAR RLTY FIN CORP COM 4,365 -4,365 (50) 251,176
MEDIA GEN INC NEW COM 3,358 3,358 New 226,301
NOBLE ENERGY INC COM 3,235 New 68,000
HILLTOP HOLDINGS INC COM 2,642 -40 (1.49) 143,978
WP GLIMCHER IN COM 2,124 2,124 New 119,340
MOSAIC CO NEW COM 1,214 New 24,970
LIBERTY INTERACTIVE CORP LBT VENT COM A 1,210 New 32,216
OVASCIENCE INC COM 1,079 1,079 New 21,852
ETFS PALLADIUM TR SH BEN INT 696 New 9,189
ISHARES SHT NTLAMTFR ETF 505 New 4,750
ALTRIA GROUP INC COM 353 -65 (15.64) 6,475
COVISINT CORP COM 289 New 124,682
MARKET VECTORS ETF TR GOLD MINER ETF 250 -46 (15.49) 10,915
CONSOLIDATED COMM HLDGS INC COM 219 219 New 9,086
JPMORGAN CHASE & CO COM 152 New 2,702
PFIZER INC COM 148 New 4,545
ALPS ETF TR ALERIAN MLP 146 New 8,470
XCEL ENERGY INC COM 99 New 2,625
WILLIAMS COS INC DEL COM 99 New 2,250