LONGFELLOW INVESTMENT MANAGEMENT CO LLC Information

20 WINTHROP SQUARE, 3RD FL, BOSTON, Massachusetts, 02110, (617) 695-3504

Report Date: 12/31/2014

Position Statistics

Total Positions 53
New Positions 10
Increased Positions 13
Decreased Positions 27
Positions with Activity 40
Sold Out Positions 19
Total Mkt Value (in $ millions) 245

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.62%
Capital Goods 5.64%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.04%
Energy 0.05%
Financial 21.86%
Healthcare 10.03%
Services 30.98%
Technology 12.46%
Transportation
Utilities 11.27%

19 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPS ETF TR ALERIAN MLP -145 Sold Out 0
BANK AMER CORP COM -91 Sold Out 0
CONSOLIDATED COMM HLDGS INC COM -194 Sold Out 0
JPMORGAN CHASE & CO COM -169 Sold Out 0
LEVEL 3 COMMUNICATIONS INC COM NEW -16,264 Sold Out 0
LIBERTY INTERACTIVE CORP LBT VENT COM A -1,398 Sold Out 0
MARKET VECTORS ETF TR GOLD MINER ETF -211 Sold Out 0
MEDIA GEN INC NEW COM -3,818 Sold Out 0
NATIONAL OILWELL VARCO INC COM -5,745 Sold Out 0
NICHOLAS FINANCIAL INC COM NEW -4,386 Sold Out 0
NOBLE ENERGY INC COM -3,433 Sold Out 0
NORTHSTAR ASSET MGMT GROUP INC COM -5,420 Sold Out 0
NORTHSTAR RLTY FIN CORP COM -4,365 Sold Out 0
OUTERWALL INC COM -10,556 Sold Out 0
OVASCIENCE INC COM -664 Sold Out 0
PFIZER INC COM -160 Sold Out 0
POWERSHARES ETF TRUST II SENIOR LN PORT -7,025 Sold Out 0
SOUTHSIDE BANCSHARES INC COM -6,445 Sold Out 0
TRICO BANCSHARES COM -5,782 Sold Out 0