LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 09/30/2014

Position Statistics

Total Positions 238
New Positions 73
Increased Positions 115
Decreased Positions 118
Positions with Activity 233
Sold Out Positions 72
Total Mkt Value (in $ millions) 959

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.74%
Capital Goods 5.59%
Conglomerates 1.42%
Consumer Cyclical 11.18%
Consumer/Non-Cyclical 0.06%
Energy 14.26%
Financial 3.91%
Healthcare 15.59%
Services 12.99%
Technology 11.81%
Transportation 4.43%
Utilities 0.38%

238 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACTIVISION BLIZZARD INC COM -5,325 Sold Out 0
ADVANCE AUTO PARTS INC COM -21,837 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM -181 Sold Out 0
ANI PHARMACEUTICALS INC COM -8,250 Sold Out 0
ASPEN INSURANCE HOLDINGS LTD SHS -221 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -370 Sold Out 0
B/E AEROSPACE INC COM -191 Sold Out 0
BLOOMIN BRANDS INC COM -4,492 Sold Out 0
BOB EVANS FARMS INC COM -8,694 Sold Out 0
BON-TON STORES INC COM -5,268 Sold Out 0
CBS CORP (CLASS B) CL B -3,212 Sold Out 0
CHICOS FAS INC COM -158 Sold Out 0
CIGNA CORPORATION COM -5,120 Sold Out 0
CLECO CORP NEW COM -803 Sold Out 0
CONSTELLIUM NV CL A -1,665 Sold Out 0
DEL FRISCOS RESTAURANT GROUP I COM -2,874 Sold Out 0
DEVRY ED GROUP INC COM -14,673 Sold Out 0
DIAMOND FOODS INC COM -6,644 Sold Out 0
DOLLAR GEN CORP NEW COM -334 Sold Out 0
EAGLE MATERIALS INC COM -6,013 Sold Out 0