LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 12/31/2013

Position Statistics

Total Positions 174
New Positions 53
Increased Positions 104
Decreased Positions 63
Positions with Activity 167
Sold Out Positions 36
Total Mkt Value (in $ millions) 2,076

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.21%
Capital Goods 5.82%
Conglomerates 2.87%
Consumer Cyclical 16.39%
Consumer/Non-Cyclical 1.34%
Energy 7.98%
Financial 2.56%
Healthcare 8.25%
Services 32.35%
Technology 14.06%
Transportation 0.63%
Utilities

174 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACTAVIS PLC SHS -125,343 Sold Out 0
AETNA INC NEW COM -5,083 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -3,745 Sold Out 0
AMERICAN AXLE & MFG HLDGS INC COM -6,547 Sold Out 0
AMERISOURCEBERGEN CORP COM -3,234 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -40 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -9,402 Sold Out 0
CAL DIVE INTL INC DEL COM -1,909 Sold Out 0
CARTER'S, INC. COM -31,310 Sold Out 0
CHIPOTLE MEXICAN GRILL INC COM -25,981 Sold Out 0
COMMUNITY HEALTH SYS INC NEW COM -5,352 Sold Out 0
CUMMINS INC COM -2,926 Sold Out 0
EAGLE BULK SHIPPING INC SHS NEW -4,736 Sold Out 0
ELAN PLC ADR -9,966 Sold Out 0
HIMAX TECHNOLOGIES INC SPONSORED ADR -684 Sold Out 0
HONEYWELL INTL INC COM -8,845 Sold Out 0
JOHNSON CTLS INC COM -4,449 Sold Out 0
LIBERTY GLOBAL PLC SHS CL C -4,536 Sold Out 0
LIBERTY GLOBAL PLC SHS CL A -2,364 Sold Out 0
LINN ENERGY LLC UNIT LTD LIAB -488 Sold Out 0