LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

452 FIFTH AVENUE, NEW YORK, New York, 10018, (212) 295-6200

Report Date: 12/31/2015

Position Statistics

Total Positions 201
New Positions 35
Increased Positions 99
Decreased Positions 98
Positions with Activity 197
Sold Out Positions 60
Total Mkt Value (in $ millions) 968

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.87%
Capital Goods 4.38%
Conglomerates 0.07%
Consumer Cyclical 4.52%
Consumer/Non-Cyclical 4.65%
Energy 20.18%
Financial 1.52%
Healthcare 6.22%
Services 18.8%
Technology 20.3%
Transportation 1.27%
Utilities

201 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ADAMIS PHARMACEUTICALS CORP COM NEW -435 Sold Out 0
ADVANTAGE OIL & GAS LTD COM -3,052 Sold Out 0
AMGEN INC COM -3,166 Sold Out 0
ANALOG DEVICES INC COM -4,535 Sold Out 0
APPLE INC COM -3,824 Sold Out 0
ARCHROCK INC COM -4,466 Sold Out 0
ATLAS ENERGY GROUP LLC COM -189 Sold Out 0
BANK AMER CORP COM -4,636 Sold Out 0
BELDEN INC COM -3,875 Sold Out 0
CABOT OIL & GAS CORP COM -2,556 Sold Out 0
CIT GROUP INC COM NEW -2,426 Sold Out 0
CITIGROUP INC COM NEW -4,557 Sold Out 0
COMMUNITY HEALTH SYS INC NEW COM -1,361 Sold Out 0
CRESCENT PT ENERGY CORP COM -3,036 Sold Out 0
CRITEO S A SPONS ADS -2,879 Sold Out 0
CYBERARK SOFTWARE LTD SHS -3,267 Sold Out 0
DIAMOND OFFSHORE DRILLING INC COM -6,484 Sold Out 0
DIANA SHIPPING INC COM -531 Sold Out 0
E TRADE FINANCIAL CORP COM NEW -2,730 Sold Out 0
ENVESTNET INC COM -207 Sold Out 0