LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 06/30/2014

Position Statistics

Total Positions 222
New Positions 60
Increased Positions 95
Decreased Positions 115
Positions with Activity 210
Sold Out Positions 54
Total Mkt Value (in $ millions) 1,197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.52%
Capital Goods 4.82%
Conglomerates 2.01%
Consumer Cyclical 12.62%
Consumer/Non-Cyclical 0.99%
Energy 9.18%
Financial 7.59%
Healthcare 17.69%
Services 21.71%
Technology 10.04%
Transportation 1.5%
Utilities 0.09%

222 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACADIA PHARMACEUTICALS COM 4,952 2,476 100 200,000
ACTIVISION BLIZZARD INC COM 5,198 1,663 47.06 250,000
ADVANCE AUTO PARTS INC COM 19,545 19,545 New 150,000
ADVANTAGE OIL & GAS LTD COM 2,036 2,036 New 400,000
ALLERGAN INC COM 1,336 1,336 New 7,500
ALLISON TRANSMISSION HLDGS INC COM 9,972 9,972 New 350,000
AMAZON COM INC COM -32,889 Sold Out 0
AMERICAN AIRLS GROUP INC COM 532 532 New 15,000
AMERICAN CAP LTD COM -14,143 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM 241 241 New 20,000
ANACOR PHARMACEUTICALS INC COM 31,444 -2,202 (6.55) 1,285,000
ANI PHARMACEUTICALS INC COM 4,242 -2,828 (40) 150,000
ANNIES INC COM 3,443 -10,328 (75) 75,000
ANTERO RES CORP COM 6,587 -1,921 (22.58) 120,000
APPLE INC COM 10,579 -8,463 (44.44) 105,000
ASHLAND INC NEW COM 11,972 11,972 New 115,000
ASPEN INSURANCE HOLDINGS LTD SHS 214 214 New 5,000
ASSURED GUARANTY LTD COM 22,168 3,147 16.54 1,000,363
ASTRAZENECA PLC SPONSORED ADR 357 357 New 5,000
AVAGO TECHNOLOGIES LTD SHS 3,480 -2,610 (42.86) 40,000