LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

452 FIFTH AVENUE, NEW YORK, New York, 10018, (212) 295-6200

Report Date: 12/31/2015

Position Statistics

Total Positions 201
New Positions 35
Increased Positions 99
Decreased Positions 98
Positions with Activity 197
Sold Out Positions 60
Total Mkt Value (in $ millions) 968

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.87%
Capital Goods 4.38%
Conglomerates 0.07%
Consumer Cyclical 4.52%
Consumer/Non-Cyclical 4.65%
Energy 20.18%
Financial 1.52%
Healthcare 6.22%
Services 18.8%
Technology 20.3%
Transportation 1.27%
Utilities

201 Positions as of 12/31/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACTIVISION BLIZZARD INC COM 8,454 1,248 17.33 245,255
ADAMIS PHARMACEUTICALS CORP COM NEW -435 Sold Out 0
ADVANCE AUTO PARTS INC COM 11,963 4,158 53.28 76,639
ADVANCED MICRO DEVICES INC COM 6,213 6,213 New 1,750,000
ADVANTAGE OIL & GAS LTD COM -3,052 Sold Out 0
AFFIMED N V COM 2,605 23 .89 643,292
AIRGAS INC COM 2,849 2,849 New 20,000
ALIBABA GROUP HLDG LTD SPONSORED ADS 5,155 5,155 New 67,000
ALLERGAN PLC SHS 1,029 812 375 4,750
ALPHABET INC CAP STK CL A 8,518 -871 (9.28) 12,033
AMAZON COM INC COM 29,000 1,669 6.11 43,967
AMGEN INC COM -3,166 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 2,592 -1,172 (31.15) 41,313
ANALOG DEVICES INC COM -4,535 Sold Out 0
ANTARES PHARMA INC COM 1,149 46 4.17 1,044,980
APPLE INC COM -3,824 Sold Out 0
ARCHROCK INC COM -4,466 Sold Out 0
ARRIS INTL INC SHS 4,024 4,024 New 176,730
ASHLAND INC NEW COM 7,079 1,254 21.52 63,430
ASSURED GUARANTY LTD COM 2,625 -25,595 (90.7) 101,458