LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 09/30/2014

Position Statistics

Total Positions 235
New Positions 69
Increased Positions 111
Decreased Positions 119
Positions with Activity 230
Sold Out Positions 73
Total Mkt Value (in $ millions) 940

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.92%
Capital Goods 5.5%
Conglomerates 1.51%
Consumer Cyclical 11.73%
Consumer/Non-Cyclical 0.06%
Energy 12.51%
Financial 4.14%
Healthcare 17.09%
Services 13.12%
Technology 10.81%
Transportation 4.07%
Utilities 0.37%

235 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACADIA PHARMACEUTICALS COM 7,421 825 12.50 225,000
ACTAVIS PLC SHS 10,881 10,881 New 41,000
ACTIVISION BLIZZARD INC COM -5,063 Sold Out 0
ADVANCE AUTO PARTS INC COM -23,978 Sold Out 0
ADVANTAGE OIL & GAS LTD COM 1,655 -397 (19.35) 322,615
AETNA INC NEW COM 7,267 7,267 New 80,000
ALBEMARLE CORP COM 293 293 New 5,000
ALLERGAN INC COM 14,353 12,758 800 67,500
ALLIANCE DATA SYSTEMS CORP COM 897 897 New 3,100
ALLISON TRANSMISSION HLDGS INC COM 14,083 2,351 20.04 420,143
AMERICAN AIRLS GROUP INC COM 10,345 9,584 1,260 204,000
AMERICAN RLTY CAP PPTYS INC COM -160 Sold Out 0
AMREIT INC NEW CL B 533 533 New 20,000
ANACOR PHARMACEUTICALS INC COM 33,410 -9,522 (22.18) 1,000,000
ANI PHARMACEUTICALS INC COM -8,124 Sold Out 0
ANTERO RES CORP COM 4,217 -1,065 (20.16) 95,811
ANTHEM INC COM 10,229 10,229 New 79,948
APPLE INC COM 13,490 1,753 14.94 120,685
ASHLAND INC NEW COM 13,449 4 .03 115,033
ASPEN INSURANCE HOLDINGS LTD SHS -218 Sold Out 0