LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 03/31/2014

Position Statistics

Total Positions 210
New Positions 73
Increased Positions 105
Decreased Positions 98
Positions with Activity 203
Sold Out Positions 46
Total Mkt Value (in $ millions) 2,104

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 4.76%
Conglomerates 1.88%
Consumer Cyclical 12.13%
Consumer/Non-Cyclical 2.28%
Energy 7.42%
Financial 3.44%
Healthcare 10.92%
Services 33.35%
Technology 13.31%
Transportation 0.74%
Utilities 0.05%

210 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACADIA PHARMACEUTICALS COM 2,025 New 100,000
ACTIVISION BLIZZARD INC COM 3,898 3,898 New 170,000
AMAZON COM INC COM 36,583 -53,082 (59.2) 102,000
AMERICAN CAP LTD COM 15,152 15,152 New 998,800
ANACOR PHARMACEUTICALS INC COM 21,780 -1,172 (5.11) 1,375,000
ANI PHARMACEUTICALS INC COM 8,008 8,008 New 250,000
ANNIES INC COM 9,435 9,435 New 300,000
ANTERO RES CORP COM 9,399 9,399 New 155,000
APPLE INC COM 17,847 -7,271 (28.95) 189,000
ARMSTRONG WORLD INDS INC NEW COM -37,835 Sold Out 0
ASSURED GUARANTY LTD COM 20,129 4,690 30.38 858,363
AUGUSTA RES CORP COM NEW 610 610 New 179,900
AUXILIUM PHARMACEUTICALS INC COM -15,392 Sold Out 0
AVAGO TECHNOLOGIES LTD SHS 5,250 -3,000 (36.36) 70,000
BAIDU INC SPON ADR REP A 66,910 66,910 New 350,000
BAKER HUGHES INC COM 7,328 5,701 350.45 100,000
BALTIC TRADING LIMITED COM 8,490 2,098 32.82 1,560,678
BAZAARVOICE INC COM -1,508 Sold Out 0
BEAZER HOMES USA INC COM NEW 5,348 5,348 New 281,758
BERRY PLASTICS GROUP INC COM 16,647 258 1.58 645,000