LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 12/31/2013

Position Statistics

Total Positions 174
New Positions 53
Increased Positions 104
Decreased Positions 63
Positions with Activity 167
Sold Out Positions 36
Total Mkt Value (in $ millions) 2,076

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.21%
Capital Goods 5.82%
Conglomerates 2.87%
Consumer Cyclical 16.39%
Consumer/Non-Cyclical 1.34%
Energy 7.98%
Financial 2.56%
Healthcare 8.25%
Services 32.35%
Technology 14.06%
Transportation 0.63%
Utilities

174 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACADIA PHARMACEUTICALS COM 1,944 New 100,000
ACTAVIS PLC SHS -125,343 Sold Out 0
AETNA INC NEW COM -5,083 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -3,745 Sold Out 0
AMAZON COM INC COM 81,228 32,491 66.67 250,000
AMERICAN AXLE & MFG HLDGS INC COM -6,547 Sold Out 0
AMERISOURCEBERGEN CORP COM -3,234 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 22,474 -3,893 (14.77) 1,449,000
APPLE INC COM 19,948 12,074 153.33 38,000
ARMSTRONG WORLD INDS INC NEW COM 37,562 13,415 55.56 700,000
ASSURED GUARANTY LTD COM 15,728 7,167 83.71 658,363
AUXILIUM PHARMACEUTICALS INC COM 20,776 2,597 14.29 800,000
AVAGO TECHNOLOGIES LTD SHS 6,698 5,176 340 110,000
BAKER HUGHES INC COM 1,517 1,517 New 22,200
BALTIC TRADING LIMITED COM 7,544 7,544 New 1,175,000
BAZAARVOICE INC COM 1,420 1,420 New 200,000
BERRY PLASTICS GROUP INC COM 14,599 5,748 64.94 635,000
BEST BUY INC COM 14,688 2,448 20 600,000
BLACKHAWK NETWORK HLDGS INC CL B -40 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -9,402 Sold Out 0