LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

452 FIFTH AVENUE, NEW YORK, New York, 10018, (212) 295-6200

Report Date: 12/31/2015

Position Statistics

Total Positions 201
New Positions 35
Increased Positions 99
Decreased Positions 98
Positions with Activity 197
Sold Out Positions 60
Total Mkt Value (in $ millions) 968

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.87%
Capital Goods 4.38%
Conglomerates 0.07%
Consumer Cyclical 4.52%
Consumer/Non-Cyclical 4.65%
Energy 20.18%
Financial 1.52%
Healthcare 6.22%
Services 18.8%
Technology 20.3%
Transportation 1.27%
Utilities

201 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ASSURED GUARANTY LTD COM 2,625 -25,595 (90.7) 101,458
SCHLUMBERGER LTD COM 6,481 -21,711 (77.01) 80,666
PARSLEY ENERGY INC CL A 3,864 -17,080 (81.55) 165,000
NEWFIELD EXPL CO COM -13,799 Sold Out 0
HALLIBURTON CO COM 14,460 -13,057 (47.45) 350,048
DIAMONDBACK ENERGY INC COM 6,926 -13,038 (65.31) 80,000
INTERACTIVE BROKERS GROUP INC COM 7,975 -12,856 (61.71) 209,874
TJX COS INC NEW COM -11,373 Sold Out 0
EQT CORP COM 6,156 -10,514 (63.07) 87,823
U S SILICA HLDGS INC COM 634 -10,463 (94.29) 24,812
SERVICE CORP INTL COM 8,815 -10,215 (53.68) 330,506
GOODYEAR TIRE & RUBR CO COM 10,545 -10,193 (49.15) 363,981
T MOBILE US INC COM -7,472 Sold Out 0
PDC ENERGY INC COM -7,255 Sold Out 0
LAUDER ESTEE COS INC CL A -7,252 Sold Out 0
KROGER CO COM -7,139 Sold Out 0
RPC INC COM 3,818 -6,844 (64.19) 252,485
SANTANDER CONSUMER USA HDG INC COM 2,953 -6,634 (69.2) 224,188
DIAMOND OFFSHORE DRILLING INC COM -6,484 Sold Out 0
IRONWOOD PHARMACEUTICALS INC COM CL A 6,294 -6,464 (50.67) 602,271