LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 12/31/2013

Position Statistics

Total Positions 174
New Positions 53
Increased Positions 104
Decreased Positions 63
Positions with Activity 167
Sold Out Positions 36
Total Mkt Value (in $ millions) 2,042

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.2%
Capital Goods 5.8%
Conglomerates 2.92%
Consumer Cyclical 16.39%
Consumer/Non-Cyclical 1.35%
Energy 7.92%
Financial 2.59%
Healthcare 8.19%
Services 32.49%
Technology 13.93%
Transportation 0.62%
Utilities

174 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LSI CORPORATION COM 4,432 4,432 New 400,000
TIME WARNER INC COM NEW 4,366 2,721 165.39 69,000
WESTERN DIGITAL CORP COM 4,022 4,022 New 45,000
QUALCOMM INC COM 3,975 -556 (12.28) 50,000
SPDR SERIES TRUST S&P REGL BKG 3,935 3,935 New 100,000
COMVERSE INC COM 3,908 495 14.52 142,000
KEYW HLDG CORP COM 3,700 1,565 73.33 260,000
CITRIX SYS INC COM 3,582 3,031 550 65,000
VERSO PAPER CORP COM 3,480 -69 (1.96) 1,348,821
INFINERA CORPORATION COM 3,256 3,256 New 400,000
TWENTY FIRST CENTY FOX INC CL A 3,165 2,057 185.71 100,000
EXPEDIA INC DEL COM NEW 3,120 284 10 44,000
SIRIUS XM HLDGS INC COM 3,090 436 16.41 1,000,000
CBS CORP (CLASS B) CL B 3,077 1,006 48.57 52,000
YAHOO INC COM 2,737 1,539 128.57 80,000
QUINTILES TRANSNATIO HLDGS INC COM 2,534 507 25 50,000
PHILLIPS 66 COM 2,360 2,360 New 30,000
TIM PARTICIPACOES S A SPONSORED ADR 2,350 2,350 New 100,000
VANDA PHARMACEUTICALS INC COM 1,997 1,997 New 150,000
DISH NETWORK CORP CL A 1,904 -750 (28.26) 33,000