LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 09/30/2014

Position Statistics

Total Positions 240
New Positions 75
Increased Positions 117
Decreased Positions 118
Positions with Activity 235
Sold Out Positions 72
Total Mkt Value (in $ millions) 958

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.56%
Capital Goods 5.52%
Conglomerates 1.39%
Consumer Cyclical 12.24%
Consumer/Non-Cyclical 0.06%
Energy 14.18%
Financial 3.89%
Healthcare 15.42%
Services 12.94%
Technology 11.61%
Transportation 4.32%
Utilities 0.39%

240 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GRAPHIC PACKAGING HLDG CO COM 12,581 -4,173 (24.91) 1,041,437
HD SUPPLY HLDGS INC COM 12,549 -1,070 (7.86) 440,457
HOWARD HUGHES CORP COM 11,927 -2,899 (19.56) 80,445
BALLY TECHNOLOGIES INC COM 11,658 11,658 New 140,000
L-3 COMMUNICATIONS HLDGS INC COM 11,652 11,409 4,700 96,000
SANDISK CORP COM 11,458 1,508 15.16 115,158
DIRECTV COM 11,348 436 4 130,000
TYCO INTL PLC SHS 10,743 -4,542 (29.71) 260,060
ACTAVIS PLC SHS 10,598 10,598 New 41,000
PROTECTIVE LIFE CORP COM 10,460 New 150,000
WELLPOINT INC COM 10,093 10,093 New 79,948
RYDER SYS INC COM 9,843 9,843 New 108,471
HEADWATERS INC COM 9,724 9,724 New 732,228
MICRON TECHNOLOGY INC COM 9,505 -1,288 (11.94) 286,206
ASSURED GUARANTY LTD COM 9,466 -15,473 (62.04) 379,722
BAKER HUGHES INC COM 9,227 -1,722 (15.73) 143,258
CYMABAY THERAPEUTICS INC COM 9,100 9,100 New 1,250,000
AMERICAN AIRLS GROUP INC COM 9,009 8,346 1,260 204,000
VALERO ENERGY CORP NEW COM 8,643 5,753 199.08 171,970
CONCUR TECHNOLOGIES INC COM 8,431 8,431 New 65,600