LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 12/31/2014

Position Statistics

Total Positions 230
New Positions 76
Increased Positions 122
Decreased Positions 103
Positions with Activity 225
Sold Out Positions 73
Total Mkt Value (in $ millions) 1,099

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.45%
Capital Goods 4.73%
Conglomerates 0.35%
Consumer Cyclical 8.28%
Consumer/Non-Cyclical 1.71%
Energy 16.87%
Financial 3.76%
Healthcare 20.04%
Services 10.37%
Technology 14.11%
Transportation 2.79%
Utilities 0.31%

73 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACADIA PHARMACEUTICALS COM -7,191 Sold Out 0
ADVANTAGE OIL & GAS LTD COM -1,749 Sold Out 0
AETNA INC NEW COM -8,592 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM -917 Sold Out 0
ALLISON TRANSMISSION HLDGS INC COM -13,260 Sold Out 0
ANTHEM INC COM -12,493 Sold Out 0
AUSPEX PHARMACEUTICALS INC COM -3,645 Sold Out 0
AVALANCHE BIOTECHNOLOGIES INC COM -964 Sold Out 0
BEAZER HOMES USA INC COM NEW -5,400 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -14,929 Sold Out 0
BONANZA CREEK ENERGY INC COM -2,726 Sold Out 0
C&J ENERGY SVCS LTD SHS -1,191 Sold Out 0
CANADIAN PAC RY LTD COM -6,728 Sold Out 0
CENTURY CMNTYS INC COM -7,482 Sold Out 0
CHC GROUP LTD SHS -483 Sold Out 0
CITRIX SYS INC COM -2,687 Sold Out 0
COMPUTER SCIENCES CORP COM -329 Sold Out 0
COMVERSE INC COM -2,815 Sold Out 0
CONOCOPHILLIPS COM -13,215 Sold Out 0
CONTINENTAL BLDG PRODS INC COM -6,146 Sold Out 0