LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 09/30/2014

Position Statistics

Total Positions 230
New Positions 64
Increased Positions 106
Decreased Positions 119
Positions with Activity 225
Sold Out Positions 73
Total Mkt Value (in $ millions) 919

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.07%
Capital Goods 5.42%
Conglomerates 1.5%
Consumer Cyclical 11.47%
Consumer/Non-Cyclical 0%
Energy 11.89%
Financial 4.41%
Healthcare 18.38%
Services 12.41%
Technology 10.77%
Transportation 3.85%
Utilities 0.36%

64 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TRW AUTOMOTIVE HLDGS CORP COM 22,177 22,177 New 215,000
CONOCOPHILLIPS COM 13,577 13,577 New 210,000
UNION PAC CORP COM 13,506 13,506 New 112,465
CYMABAY THERAPEUTICS INC COM 11,875 11,875 New 1,250,000
ACTAVIS PLC SHS 11,444 11,444 New 41,000
ANTHEM INC COM 11,254 11,254 New 79,948
HEADWATERS INC COM 10,178 10,178 New 732,228
RYDER SYS INC COM 9,829 9,829 New 108,471
DRESSER-RAND GROUP INC COM 8,120 8,120 New 100,000
SANTANDER CONSUMER USA HDG INC COM 7,884 7,884 New 425,000
AETNA INC NEW COM 7,558 7,558 New 80,000
WESTERN REFNG INC COM 7,136 7,136 New 199,940
CANADIAN PAC RY LTD COM 6,496 6,496 New 36,925
TIM HORTONS INC COM 6,444 6,444 New 75,000
MASTEC INC COM 6,197 6,197 New 325,307
CENTURY CMNTYS INC COM 5,753 5,753 New 386,857
IRONWOOD PHARMACEUTICALS INC COM CL A 5,194 5,194 New 325,000
EQT CORP COM 4,896 4,896 New 65,225
RPM INTL INC COM 4,410 4,410 New 94,948
BROADCOM CORP CL A 4,196 4,196 New 100,000