LOMBARD ODIER ASSET MANAGEMENT (USA) CORP Information

888 7TH AVENUE, 11TH FLOOR, NEW YORK, New York, 10106, (212) 295-6200

Report Date: 09/30/2014

Position Statistics

Total Positions 230
New Positions 64
Increased Positions 106
Decreased Positions 119
Positions with Activity 225
Sold Out Positions 73
Total Mkt Value (in $ millions) 919

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.07%
Capital Goods 5.42%
Conglomerates 1.5%
Consumer Cyclical 11.47%
Consumer/Non-Cyclical 0%
Energy 11.89%
Financial 4.41%
Healthcare 18.38%
Services 12.41%
Technology 10.77%
Transportation 3.85%
Utilities 0.36%

230 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ANACOR PHARMACEUTICALS INC COM 34,150 -9,733 (22.18) 1,000,000
COOPER STD HLDGS INC COM 27,327 -2,286 (7.72) 510,304
GOODYEAR TIRE & RUBR CO COM 22,526 -35,746 (61.34) 885,618
BERRY PLASTICS GROUP INC COM 22,194 -2,481 (10.05) 670,101
TRW AUTOMOTIVE HLDGS CORP COM 22,177 22,177 New 215,000
HALOZYME THERAPEUTICS INC COM 20,794 2,070 11.05 1,499,214
GENERAL MTRS CO COM 16,875 2,882 20.60 500,000
VALEANT PHARMACEUTICALS INTL I COM 16,764 -12,294 (42.31) 105,000
ALLERGAN INC COM 15,131 13,450 800 67,500
GRAPHIC PACKAGING HLDG CO COM 14,903 -4,943 (24.91) 1,041,437
EOG RES INC COM 14,620 6,449 78.93 161,036
BLACKSTONE GROUP L P COM UNIT LTD 14,163 1,542 12.22 392,759
SERVICE CORP INTL COM 14,054 -13,133 (48.31) 610,000
APPLE INC COM 13,635 1,772 14.94 120,685
ALLISON TRANSMISSION HLDGS INC COM 13,579 2,267 20.04 420,143
CONOCOPHILLIPS COM 13,577 13,577 New 210,000
ASHLAND INC NEW COM 13,566 4 .03 115,033
UNION PAC CORP COM 13,506 13,506 New 112,465
SHIRE PLC SPONSORED ADR 12,962 8,425 185.71 60,000
HD SUPPLY HLDGS INC COM 12,535 -1,069 (7.86) 440,457