LMM LLC Information

100 INTERNATIONAL DR., BALTIMORE, Maryland, 21202, (410) 539-0000

Report Date: 12/31/2013

Position Statistics

Total Positions 113
New Positions 14
Increased Positions 57
Decreased Positions 21
Positions with Activity 78
Sold Out Positions 7
Total Mkt Value (in $ millions) 2,145

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 7.34%
Conglomerates
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 0.06%
Energy 1.76%
Financial 27.68%
Healthcare 2.76%
Services 23.41%
Technology 14.2%
Transportation 7.72%
Utilities 0.02%

113 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GENWORTH FINL INC COM CL A 97,242 -223 (0.23) 5,760,775
DELTA AIR LINES INC DEL COM NEW 91,307 -428 (0.47) 2,704,600
AMERICAN AIRLS GROUP INC COM 87,435 87,435 New 2,469,925
NORTHSTAR RLTY FIN CORP COM 81,236 68,400 532.89 5,372,750
UNITED CONTL HLDGS INC COM 74,273 2,783 3.89 1,705,475
MGIC INVT CORP WIS COM 73,379 -99 (0.13) 8,819,550
BANK OF AMERICA CORPORATION COM 64,589 589 .92 3,999,325
NETFLIX INC COM 61,023 -9,421 (13.37) 176,500
SEAGATE TECHNOLOGY PLC SHS 59,735 2,209 3.84 1,074,950
PULTE GROUP INC COM 58,332 2,190 3.90 3,117,675
EBAY INC COM 58,274 58,274 New 1,060,100
PANDORA MEDIA INC COM 54,049 2,047 3.94 2,000,350
NEWCASTLE INVT CORP COM 52,634 42,351 411.86 11,492,200
QUESTCOR PHARMACEUTICALS INC COM 52,132 2,037 4.07 677,475
HARTFORD FINL SVCS GROUP INC COM 50,989 1,922 3.92 1,470,700
ASSURED GUARANTY LTD COM 49,203 1,867 3.94 2,059,575
JPMORGAN CHASE & CO WT EXP 102818 46,830 1,777 3.94 2,460,850
BOYD GAMING CORP COM 44,033 1,678 3.96 3,766,725
CITIGROUP INC COM NEW 43,978 1,665 3.93 912,025
E TRADE FINANCIAL CORP COM NEW 42,661 1,640 4.00 2,027,625