LIPE & DALTON Information

109 SOUTH WARREN STREET, SYRACUSE, New York, 13202, (315) 428-8585

Report Date: 09/30/2014

Position Statistics

Total Positions 65
New Positions 6
Increased Positions 24
Decreased Positions 30
Positions with Activity 54
Sold Out Positions 4
Total Mkt Value (in $ millions) 152

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.47%
Capital Goods 3.14%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.83%
Energy 9.83%
Financial 24.2%
Healthcare 17.38%
Services 6.68%
Technology 21.45%
Transportation
Utilities 1.16%

65 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HOSPIRA INC COM 9,295 -177 (1.87) 148,323
AMERICAN INTL GROUP INC COM NEW 7,137 12 .17 126,445
MEDTRONIC INC COM 6,567 -227 (3.34) 89,014
BAXTER INTL INC COM 6,131 6,131 New 82,307
INTEL CORP COM 5,861 -57 (0.96) 156,587
QUALCOMM INC COM 5,674 5,674 New 76,055
DU PONT E I DE NEMOURS & CO COM 5,632 -69 (1.2) 74,902
JPMORGAN CHASE & CO COM 5,440 -59 (1.08) 87,069
TE CONNECTIVITY LTD REG SHS 5,197 -139 (2.61) 80,310
E M C CORP MASS COM 5,088 -38 (0.75) 166,550
POTASH CORP SASK INC COM 5,075 4 .07 142,040
CIT GROUP INC COM NEW 4,970 -32 (0.65) 102,865
DEVON ENERGY CORP NEW COM 4,838 -29 (0.59) 78,705
BP PLC SPONSORED ADR 4,754 83 1.78 121,522
BANCO SANTANDER SA ADR 4,487 149 3.43 517,483
TELEFONICA S A SPONSORED ADR 4,223 -24 (0.58) 284,773
BANK AMER CORP COM 4,199 153 3.79 234,175
HSBC HLDGS PLC SPON ADR NEW 4,065 32 .80 85,530
INTERNATIONAL BUSINESS MACHS COM 3,955 -6 (0.16) 24,378
NXP SEMICONDUCTORS N V COM 3,945 -8 (0.19) 51,725