LEGG MASON INVESTMENT COUNSEL & TRUST CO., N.A. Information

100 INTERNATIONAL DR., BALTIMORE, Maryland, 21202, (410) 539-0000

Report Date: 09/30/2014

Position Statistics

Total Positions 470
New Positions 30
Increased Positions 83
Decreased Positions 136
Positions with Activity 219
Sold Out Positions 8
Total Mkt Value (in $ millions) 524

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.27%
Capital Goods 6.65%
Conglomerates
Consumer Cyclical 5.55%
Consumer/Non-Cyclical 8.19%
Energy 7.7%
Financial 14.71%
Healthcare 14.35%
Services 14.31%
Technology 13.74%
Transportation 3.1%
Utilities 4.11%

470 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS SM CP VAL ETF 98 New 960
OCCIDENTAL PETE CORP DEL COM 97 -16 (13.88) 1,210
FORD MTR CO DEL COM PAR $0.01 96 -12 (10.91) 6,534
KAYNE ANDERSON MLP INVT CO COM 93 18 24.39 2,683
ISHARES IBOXX HI YD ETF 90 New 1,000
ISHARES TR S&P 500 GRWT ETF 90 New 819
SOUTHERN CO COM 89 38 75 1,750
ISHARES TR RUSSELL 2000 ETF 83 New 720
CULLEN FROST BANKERS INC COM 80 New 1,280
COMCAST CORP NEW CL A 80 New 1,500
NEKTAR THERAPEUTICS COM 79 New 5,400
METLIFE INC COM 78 New 1,678
STANLEY BLACK & DECKER INC COM 78 New 832
CSX CORP COM 77 New 2,300
DOW CHEM CO COM 76 New 1,675
FREEPORT-MCMORAN INC CL B 74 -47 (38.89) 4,400
NIKE INC CL B 74 New 800
MARSH & MCLENNAN COS INC COM 74 -5 (6.79) 1,372
ALLSTATE CORP COM 73 New 1,052
SPDR INDEX SHS FDS DJ INTL RL ETF 73 New 1,698