LEGG MASON INVESTMENT COUNSEL & TRUST CO., N.A. Information

100 INTERNATIONAL DR., BALTIMORE, Maryland, 21202, (410) 539-0000

Report Date: 03/31/2014

Position Statistics

Total Positions 469
New Positions 19
Increased Positions 52
Decreased Positions 167
Positions with Activity 219
Sold Out Positions 9
Total Mkt Value (in $ millions) 550

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.19%
Capital Goods 6.97%
Conglomerates
Consumer Cyclical 4.61%
Consumer/Non-Cyclical 8.02%
Energy 10.04%
Financial 14.06%
Healthcare 13.49%
Services 14.16%
Technology 15.32%
Transportation 2.25%
Utilities 3.5%

219 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BARCLAYS BK PLC DJUBS CMDT ETN36 -5 Sold Out 0
CAPITAL ONE FINL CORP COM -20 Sold Out 0
CHOICE HOTELS INTL INC COM -17 Sold Out 0
CLIFFS NAT RES INC COM -37 Sold Out 0
ECOLAB INC COM -44 Sold Out 0
MALLINCKRODT PUB LTD CO SHS -2 Sold Out 0
NEWMONT MINING CORP COM -1 Sold Out 0
VALE S A ADR -17 Sold Out 0
WESTERN UN CO COM -9 Sold Out 0
ONE GAS INC COM 2 (1.79) 55
RAYTHEON CO COM NEW 3 -9 (74.07) 35
NANOSPHERE INC COM 5 5 New 3,500
TRANSOCEAN LTD REG SHS 6 -3 (33.5) 133
BUNGE LIMITED COM 7 7 New 100
TERADYNE INC COM 7 7 New 400
HERTZ GLOBAL HOLDINGS INC COM 8 8 New 300
YAMANA GOLD INC COM 9 9 New 1,050
ONCOGENEX PHARMACEUTICALS INC COM 9 -3 (25) 3,000
TRAVELERS COMPANIES INC COM 9 -7 (43.82) 100
SPDR GOLD TRUST GOLD SHS 10 -37 (78.67) 80