LEGG MASON INVESTMENT COUNSEL & TRUST CO., N.A. Information

100 INTERNATIONAL DR., BALTIMORE, Maryland, 21202, (410) 539-0000

Report Date: 09/30/2014

Position Statistics

Total Positions 470
New Positions 30
Increased Positions 83
Decreased Positions 136
Positions with Activity 219
Sold Out Positions 8
Total Mkt Value (in $ millions) 524

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.27%
Capital Goods 6.65%
Conglomerates
Consumer Cyclical 5.55%
Consumer/Non-Cyclical 8.19%
Energy 7.7%
Financial 14.71%
Healthcare 14.35%
Services 14.31%
Technology 13.74%
Transportation 3.1%
Utilities 4.11%

219 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL 31 31 New 400
SASOL LTD SPONSORED ADR 30 (0.25) 798
GREAT PLAINS ENERGY INC COM 28 24 506.33 958
SPDR SERIES TRUST S&P BK ETF 27 27 New 900
VANGUARD BD INDEX FD INC INTERMED TERM 24 -27 (52.99) 275
SEADRILL LIMITED SHS 24 -459 (95.1) 2,202
CORE LABORATORIES N V COM 22 -4 (15.79) 240
SCHWAB STRATEGIC TR US BRD MKT ETF 20 20 New 419
JOHNSON CTLS INC COM 20 -21 (51.43) 425
SCHWAB STRATEGIC TR US TIPS ETF 17 17 New 305
BLACKROCK HEALTH SCIENCES TR COM 17 17 New 400
DRESSER-RAND GROUP INC COM 16 -43 (73.39) 194
CAMDEN PPTY TR SH BEN INT 15 15 New 191
HANCOCK JOHN TAX-ADV DIV INCM COM 14 14 New 600
COHEN & STEERS QUALITY RLTY FD COM 13 13 New 1,062
SCHWAB STRATEGIC TR SHT TM US TRES 13 13 New 258
TIMKENSTEEL CORP COM 12 (0.22) 458
ALLIANCE RES PARTNER L P UT LTD PART 12 12 New 300
BANK MONTREAL QUE COM 11 11 New 200
ISHARES MSCI STH KOR ETF 11 11 New 200