LEGG MASON INVESTMENT COUNSEL & TRUST CO., N.A. Information

100 INTERNATIONAL DR., BALTIMORE, Maryland, 21202, (410) 539-0000

Report Date: 09/30/2014

Position Statistics

Total Positions 471
New Positions 30
Increased Positions 83
Decreased Positions 136
Positions with Activity 219
Sold Out Positions 8
Total Mkt Value (in $ millions) 543

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.24%
Capital Goods 6.82%
Conglomerates
Consumer Cyclical 5.47%
Consumer/Non-Cyclical 8.01%
Energy 8.1%
Financial 14.89%
Healthcare 14.3%
Services 13.86%
Technology 14.14%
Transportation 3.05%
Utilities 3.79%

83 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SEMPRA ENERGY COM 39 39 New 356
POWERSHARES ETF TRUST WATER RESOURCE 38 28 275 1,500
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL 33 33 New 400
SPDR SERIES TRUST S&P BK ETF 30 30 New 900
GREAT PLAINS ENERGY INC COM 26 22 506.33 958
SCHWAB STRATEGIC TR US BRD MKT ETF 21 21 New 419
SCHWAB STRATEGIC TR US TIPS ETF 17 17 New 305
BLACKROCK HEALTH SCIENCES TR COM 17 17 New 400
CAMDEN PPTY TR SH BEN INT 14 14 New 191
BANK MONTREAL QUE COM 14 14 New 200
HANCOCK JOHN TAX-ADV DIV INCM COM 13 13 New 600
SCHWAB STRATEGIC TR SHT TM US TRES 13 13 New 258
COHEN & STEERS QUALITY RLTY FD COM 13 13 New 1,062
ALLIANCE RES PARTNER L P UT LTD PART 13 13 New 300
ISHARES MSCI STH KOR ETF 11 11 New 200
TIFFANY & CO NEW COM 10 10 New 100
HARTFORD FINL SVCS GROUP INC WT EXP 062619 10 10 New 300
HIGHWOODS PPTYS INC COM 9 9 New 200
PUTNAM PREMIER INCOME TR SH BEN INT 8 8 New 1,600
ONEBEACON INSURANCE GROUP LTD CL A 8 8 New 500