LEGG MASON INVESTMENT COUNSEL & TRUST CO., N.A. Information

100 INTERNATIONAL DR., BALTIMORE, Maryland, 21202, (410) 539-0000

Report Date: 12/31/2013

Position Statistics

Total Positions 458
New Positions 4
Increased Positions 47
Decreased Positions 155
Positions with Activity 202
Sold Out Positions 12
Total Mkt Value (in $ millions) 538

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.54%
Capital Goods 7.15%
Conglomerates 0%
Consumer Cyclical 3.96%
Consumer/Non-Cyclical 8.08%
Energy 9.45%
Financial 14.03%
Healthcare 12.98%
Services 15.14%
Technology 15.84%
Transportation 2.18%
Utilities 3.61%

202 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACTAVIS PLC SHS -10 Sold Out 0
BLACKROCK INC COM -5 Sold Out 0
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER -5 Sold Out 0
CANADIAN NAT RES LTD COM -37 Sold Out 0
COVANTA HLDG CORP COM -44 Sold Out 0
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL -19 Sold Out 0
ETFS PLATINUM TR SH BEN INT -1,228 Sold Out 0
MATTEL INC COM -3 Sold Out 0
MEAD JOHNSON NUTRITION CO COM -34 Sold Out 0
PAYCHEX INC COM -5 Sold Out 0
PERRIGO CO COM -31 Sold Out 0
WPX ENERGY INC COM -4 Sold Out 0
MALLINCKRODT PUB LTD CO SHS 2 -116 (98.68) 25
NEWMONT MINING CORP COM 1 -10 (89.01) 50
VALE S A ADR 16 -100 (85.92) 1,180
AMERICAN ELEC PWR INC COM 16 -26 (62.5) 300
BROADCOM CORP CL A 614 -739 (54.61) 20,562
AG MTG INVT TR INC COM 942 -1,029 (52.21) 53,448
CREE INC COM 6 -6 (50) 100
VANGUARD INDEX FDS GROWTH ETF 19 -19 (50) 200