LEGG MASON, INC. Information

100 INTERNATIONAL DRIVE, BALTIMORE, Maryland, 21202, (410) 539-0000

Report Date: 12/31/2016

Position Statistics

Total Positions 22
New Positions 0
Increased Positions 6
Decreased Positions 15
Positions with Activity 21
Sold Out Positions 6
Total Mkt Value (in $ millions) 1

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy
Basic Materials 0%
Industrials
Consumer Cyclicals 0%
Consumer Non-Cyclicals
Financials 99.85%
Healthcare
Technology 0%
Telecommunication Services
Utilities

6 Sold Out Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMAZON COM INC COM -67 Sold Out 0
APPLE INC COM -8 Sold Out 0
GOLDMAN SACHS GROUP INC COM -15 Sold Out 0
NEWMONT MINING CORP COM -8,315 Sold Out 0
UBS AG JERSEY BRH CMCI ETN 38 -1 Sold Out 0
VANGUARD INDEX FDS SML CP GRW ETF -12 Sold Out 0