LADENBURG THALMANN FINANCIAL SERVICES INC Information

4400 BISCAYNE BLVD., MIAMI, Florida, 33137, (212) 409-2000

Report Date: 12/31/2014

Position Statistics

Total Positions 4,565
New Positions 542
Increased Positions 2,975
Decreased Positions 944
Positions with Activity 3,919
Sold Out Positions 107
Total Mkt Value (in $ millions) 4,538

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.42%
Capital Goods 2.28%
Conglomerates 0.16%
Consumer Cyclical 1.17%
Consumer/Non-Cyclical 4.6%
Energy 3.19%
Financial 54.87%
Healthcare 4.22%
Services 8.33%
Technology 6.42%
Transportation 1.22%
Utilities 3.15%

4,565 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 101,524 33,317 48.85 822,859
SPDR S&P 500 ETF TR TR UNIT 96,315 62,135 181.79 468,093
ISHARES TR S&P 500 GRWT ETF 62,980 -2,308 (3.54) 553,672
ISHARES TR RUS 1000 VAL ETF 59,950 10,494 21.22 584,369
VANGUARD INDEX FDS TOTAL STK MKT 58,582 7,095 13.78 548,570
VANGUARD INDEX FDS GROWTH ETF 54,722 37,384 215.62 510,558
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 54,401 12,265 29.11 678,573
BERKSHIRE HATHAWAY INC DEL CL B NEW 53,774 27,740 106.56 374,572
ISHARES TR RUS 1000 GRW ETF 53,544 -4,302 (7.44) 543,429
ISHARES TR 7-10 Y TR BD ETF 48,256 24,346 101.82 445,539
FIDELITY MSCI INFO TECH I 47,326 15,461 48.52 1,484,515
FIDELITY CONSMR STAPLES 46,975 2,910 6.60 1,596,170
FIDELITY MSCI FINLS IDX 46,939 14,922 46.61 1,640,649
FIDELITY MSCI CONSM DIS 44,600 -917 (2.02) 1,469,999
VANGUARD BD INDEX FD INC SHORT TRM BOND 41,326 4,226 11.39 514,139
ISHARES TR RUS MD CP GR ETF 41,246 84 .21 425,612
ISHARES TR EAFE MIN VOL ETF 40,137 -1,294 (3.12) 596,834
ISHARES TR RUS MDCP VAL ETF 39,929 1,610 4.20 535,097
FIDELITY MSCI UTILS INDEX 39,317 39,140 22,126.52 1,387,824
JPMORGAN CHASE & CO ALERIAN ML ETN 38,707 3,556 10.12 905,629