LADENBURG THALMANN FINANCIAL SERVICES INC Information

4400 BISCAYNE BLVD., MIAMI, Florida, 33137, (212) 409-2000

Report Date: 06/30/2014

Position Statistics

Total Positions 4,145
New Positions 285
Increased Positions 1,935
Decreased Positions 1,170
Positions with Activity 3,105
Sold Out Positions 130
Total Mkt Value (in $ millions) 3,678

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.52%
Capital Goods 1.72%
Conglomerates 0.15%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 3.48%
Energy 3.96%
Financial 60.42%
Healthcare 3.49%
Services 7.23%
Technology 5.52%
Transportation 1.04%
Utilities 2.66%

4,145 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR RUS MDCP VAL ETF 85,168 28,667 50.74 1,174,571
ISHARES IBOXX HI YD ETF 64,786 2,903 4.69 686,587
SPDR SERIES TRUST BRC HGH YLD BD 64,573 1,752 2.79 1,562,376
ISHARES TR RUS 1000 GRW ETF 58,991 1,286 2.23 636,850
ISHARES TR RUS 1000 VAL ETF 54,448 1,390 2.62 533,436
APPLE INC COM 52,728 -1,220 (2.26) 524,244
ISHARES TR 7-10 Y TR BD ETF 48,975 29,208 147.76 469,153
ISHARES TR CORE S&P500 ETF 48,244 -47,890 (49.82) 240,320
JPMORGAN CHASE & CO ALERIAN ML ETN 46,750 2,171 4.87 873,501
VANGUARD INDEX FDS TOTAL STK MKT 45,964 814 1.80 445,564
SPDR SER TR SHT TRM HGH YLD 44,701 3,472 8.42 1,465,137
ISHARES 1-3 YR CR BD ETF 42,569 -192 (0.45) 403,655
ISHARES TR RUS MD CP GR ETF 41,076 -14,411 (25.97) 455,492
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 39,865 -648 (1.6) 511,553
POWERSHARES ETF TR II S&P500 HGH BET 39,703 20,439 106.10 1,175,699
ISHARES TR CORE S&P MCP ETF 37,899 27,484 263.90 265,846
ISHARES TR EAFE MIN VOL ETF 37,712 1,459 4.02 576,631
ISHARES TR RUSSELL 2000 ETF 36,656 -44,494 (54.83) 318,195
VANGUARD BD INDEX FD INC SHORT TRM BOND 33,726 -1,216 (3.48) 420,524
SPDR S&P 500 ETF TR TR UNIT 32,958 1,197 3.77 165,204