KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 12/31/2015

Position Statistics

Total Positions 451
New Positions 32
Increased Positions 160
Decreased Positions 247
Positions with Activity 407
Sold Out Positions 17
Total Mkt Value (in $ millions) 5,810

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5%
Capital Goods 2.89%
Conglomerates 0.01%
Consumer Cyclical 5.35%
Consumer/Non-Cyclical 9.49%
Energy 8.35%
Financial 9.23%
Healthcare 11.59%
Services 16.76%
Technology 23.96%
Transportation 1.94%
Utilities 0.79%

451 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 206 206 New 5,450
FRONTIER COMMUNICATIONS CORP COM 205 49 31.34 36,884
ABRAXAS PETE CORP COM 190 -23 (10.71) 125,100
STILLWATER MNG CO COM 183 New 15,000
PROTEON THERAPEUTICS INC COM 117 New 12,000
ENERPLUS CORP COM 103 -2 (1.57) 18,800
ALASKA COMMUNICATIONS SYS GRP COM 100 New 55,000
DIVERSIFIED RES INC NEV COM 78 New 185,000
U S ENERGY CORP WYO COM 54 -4 (6.9) 135,000
ULTRA PETROLEUM CORP COM 35 2 4.82 113,025
CLOUD PEAK ENERGY INC COM 33 33 New 14,977
SABINE OIL & GAS CORP COM 6 New 426,730
CALIFORNIA RES CORP COM 3 8.32 1,432
CITRIX SYS INC COM -5,297 Sold Out 0
DIGITALGLOBE INC COM NEW -15,818 Sold Out 0
DRIL-QUIP INC COM -6,498 Sold Out 0
ENDOLOGIX INC COM -21,151 Sold Out 0
ESCALERA RES CO COM -1 Sold Out 0
HALCON RES CORP COM PAR -18 Sold Out 0
HORSEHEAD HLDG CORP COM -38 Sold Out 0