KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 09/30/2014

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 164
Decreased Positions 207
Positions with Activity 371
Sold Out Positions 20
Total Mkt Value (in $ millions) 8,595

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.48%
Capital Goods 3.38%
Conglomerates 0.26%
Consumer Cyclical 6.15%
Consumer/Non-Cyclical 7.8%
Energy 6.49%
Financial 9.87%
Healthcare 12.36%
Services 18.91%
Technology 29.08%
Transportation 1.53%
Utilities 0.7%

420 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
C H ROBINSON WORLDWIDE INC COM NEW -839 Sold Out 0
DTS INC COM -21,880 Sold Out 0
E2OPEN INC COM -2,507 Sold Out 0
FOUNDATION MEDICINE INC COM -4,089 Sold Out 0
FRESH MKT INC COM -60,982 Sold Out 0
HECLA MNG CO COM -156 Sold Out 0
HERITAGE CRYSTAL CLEAN INC COM -2,681 Sold Out 0
ISHARES TR CORE S&P500 ETF -214 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -264 Sold Out 0
MAGNUM HUNTER RES CORP DEL WT EXP 041516 New 10,000
MARRONE BIO INNOVATIONS INC COM -1,433 Sold Out 0
MERIDIAN BIOSCIENCE INC COM -4,243 Sold Out 0
MGM RESORTS INTERNATIONAL COM -9,672 Sold Out 0
PATTERN ENERGY GROUP INC CL A -212 Sold Out 0
PLAINS GP HLDGS L P SHS A REP LTPN -222 Sold Out 0
POLYPORE INTL INC COM -52,737 Sold Out 0
QUIDEL CORP COM -4,945 Sold Out 0
VECTRUS INC COM -67 Sold Out 0
VERA BRADLEY INC COM -25,397 Sold Out 0
VIPER ENERGY PARTNERS LP COM UNT RP INT -170 Sold Out 0