KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 09/30/2014

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 164
Decreased Positions 207
Positions with Activity 371
Sold Out Positions 20
Total Mkt Value (in $ millions) 8,644

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.49%
Capital Goods 3.34%
Conglomerates 0.23%
Consumer Cyclical 5.97%
Consumer/Non-Cyclical 7.86%
Energy 6.59%
Financial 9.88%
Healthcare 12.2%
Services 18.8%
Technology 29.4%
Transportation 1.54%
Utilities 0.71%

420 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WALKER & DUNLOP INC COM 172 New 10,000
CORE LABORATORIES N V COM 159 New 1,500
TRANSOCEAN PARTNERS LLC COM UNIT RP LT 156 156 New 10,300
HELMERICH & PAYNE INC COM 151 19 14.25 2,405
MAGELLAN PETE CORP COM 140 16 12.50 180,000
RPC INC COM 139 14 10.85 11,750
FRONTIER COMMUNICATIONS CORP COM 114 -23 (16.64) 16,683
SABINE OIL & GAS CORP COM 102 -5 (4.59) 452,100
HALCON RES CORP COM NEW 100 4 3.85 67,500
ENERPLUS CORP COM 94 3 3.03 10,200
ADELPHIA RECOVERY TR CVV ACC6B INT 69 New 2,298,500
SWIFT ENERGY CO COM 61 .35 28,800
ESCALERA RES CO COM 49 New 126,200
CALIFORNIA RES CORP COM 34 1 2.45 8,349
KINROSS GOLD CORP COM NO PAR 34 34 New 10,000
SANDRIDGE ENERGY INC COM 26 New 20,000
ALASKA COMMUNICATIONS SYS GRP COM 16 16 New 10,000
ALPHA NATURAL RESOURCES INC COM 15 New 15,000
QUATERRA RES INC COM 1 1 New 30,000
AGIOS PHARMACEUTICALS INC COM -10,300 Sold Out 0