KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 03/31/2014

Position Statistics

Total Positions 428
New Positions 26
Increased Positions 233
Decreased Positions 136
Positions with Activity 369
Sold Out Positions 23
Total Mkt Value (in $ millions) 9,062

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.42%
Capital Goods 3.93%
Conglomerates 0.09%
Consumer Cyclical 6.83%
Consumer/Non-Cyclical 6.21%
Energy 8.97%
Financial 8.77%
Healthcare 11.84%
Services 16.31%
Technology 30.65%
Transportation 1.46%
Utilities 0.52%

428 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
Q2 HLDGS INC COM 395 395 New 30,000
MAGELLAN PETE CORP COM 392 -98 (20) 200,000
PINNACLE FOODS INC DEL COM 377 New 12,200
DIVERSIFIED RES INC NEV COM 375 375 New 250,000
CAPITAL ONE FINL CORP COM 361 49 15.58 4,450
WELLS FARGO & CO NEW COM 348 52 17.39 6,750
SWIFT ENERGY CO COM 346 -2 (0.68) 29,300
NESTLE S A SPONSORED ADR 343 New 4,521
DEVON ENERGY CORP NEW COM 341 New 4,400
BORDERFREE INC COM 314 314 New 22,000
BAYERISCHE MOTOREN WERKE A G ADR 307 New 7,500
NOW INC COM 304 4 1.23 9,166
NOVO-NORDISK A S ADR 300 New 6,500
NOVARTIS A G SPONSORED ADR 296 New 3,350
ESCALERA RES CO COM 289 39 15.57 126,200
STILLWATER MNG CO COM 288 New 15,000
PLAINS GP HLDGS L P SHS A REP LTPN 288 -31 (9.8) 9,200
ASH GROVE CEM CO COM 282 New 1,200
SANOFI SPONSORED ADR 278 18 6.93 5,400
WESTERN GAS EQUITY PARTNERS LP COMUNT LTD PT 277 277 New 4,750