KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 09/30/2014

Position Statistics

Total Positions 419
New Positions 25
Increased Positions 163
Decreased Positions 207
Positions with Activity 370
Sold Out Positions 20
Total Mkt Value (in $ millions) 8,759

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.51%
Capital Goods 3.74%
Conglomerates 0.25%
Consumer Cyclical 6.24%
Consumer/Non-Cyclical 7.38%
Energy 7.41%
Financial 9.25%
Healthcare 11.95%
Services 18.87%
Technology 29.09%
Transportation 1.64%
Utilities 0.69%

419 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNION PAC CORP COM 1,960 31 1.59 16,000
ILLINOIS TOOL WKS INC COM 1,873 27 1.48 19,566
OGE ENERGY CORP COM 1,833 New 50,200
OCCIDENTAL PETE CORP DEL COM 1,803 43 2.45 20,873
TIM PARTICIPACOES S A SPONSORED ADR 1,700 New 70,031
CONSOLIDATED COMM HLDGS INC COM 1,675 -1 (0.04) 62,800
MARRIOTT INTL INC NEW CL A 1,622 -15 (0.94) 21,050
PETSMART INC COM 1,566 -437 (21.81) 19,900
VIACOM INC NEW CL B 1,433 1,433 New 19,125
BECTON DICKINSON & CO COM 1,397 17 1.21 10,372
CHIPOTLE MEXICAN GRILL INC COM 1,390 -10 (0.7) 2,123
ROCHE HLDG LTD SPONSORED ADR 1,387 New 37,406
CUMMINS INC COM 1,339 1,339 New 8,975
PLUM CREEK TIMBER CO INC COM 1,324 216 19.51 31,550
PRICE T ROWE GROUP INC COM 1,299 New 15,600
AMERICAN EXPRESS CO COM 1,259 315 33.41 13,775
LANDMARK BANCORP INC COM 1,244 37 3.11 56,457
CHARTER COMMUNICATIONS INC DEL CL A NEW 1,226 -420 (25.51) 7,300
FLUOR CORP NEW COM 1,118 -549 (32.96) 16,275
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 1,009 -47 (4.42) 60,500