KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 09/30/2014

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 164
Decreased Positions 207
Positions with Activity 371
Sold Out Positions 20
Total Mkt Value (in $ millions) 8,644

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.49%
Capital Goods 3.34%
Conglomerates 0.23%
Consumer Cyclical 5.97%
Consumer/Non-Cyclical 7.86%
Energy 6.59%
Financial 9.88%
Healthcare 12.2%
Services 18.8%
Technology 29.4%
Transportation 1.54%
Utilities 0.71%

420 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ILLINOIS TOOL WKS INC COM 1,831 27 1.48 19,566
OGE ENERGY CORP COM 1,792 New 50,200
TIM PARTICIPACOES S A SPONSORED ADR 1,676 New 70,031
MARRIOTT INTL INC NEW CL A 1,653 -16 (0.94) 21,050
OCCIDENTAL PETE CORP DEL COM 1,646 39 2.45 20,873
PETSMART INC COM 1,622 -452 (21.81) 19,900
CONSOLIDATED COMM HLDGS INC COM 1,524 -1 (0.04) 62,800
CHIPOTLE MEXICAN GRILL INC COM 1,515 -11 (0.7) 2,123
BECTON DICKINSON & CO COM 1,487 18 1.21 10,372
PLUM CREEK TIMBER CO INC COM 1,412 230 19.51 31,550
ROCHE HLDG LTD SPONSORED ADR 1,322 New 37,406
CUMMINS INC COM 1,309 1,309 New 8,975
VIACOM INC NEW CL B 1,297 1,297 New 19,125
PRICE T ROWE GROUP INC COM 1,282 New 15,600
LANDMARK BANCORP INC COM 1,274 38 3.11 59,280
ULTRA PETROLEUM CORP COM 1,263 680 116.73 92,975
CHARTER COMMUNICATIONS INC DEL CL A NEW 1,160 -397 (25.51) 7,300
AMERICAN EXPRESS CO COM 1,159 290 33.41 13,775
GENERAL MTRS CO COM 942 432 84.83 27,910
TJX COS INC NEW COM 940 41 4.51 13,900