KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 06/30/2014

Position Statistics

Total Positions 426
New Positions 20
Increased Positions 152
Decreased Positions 225
Positions with Activity 377
Sold Out Positions 34
Total Mkt Value (in $ millions) 8,855

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.98%
Capital Goods 4.04%
Conglomerates 0.11%
Consumer Cyclical 6.69%
Consumer/Non-Cyclical 6.74%
Energy 8.7%
Financial 8.63%
Healthcare 11.84%
Services 17.54%
Technology 29.6%
Transportation 1.51%
Utilities 0.6%

426 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NATIONAL OILWELL VARCO INC COM 3,105 11 .34 36,790
CSX CORP COM 3,092 7 .23 100,935
CANADIAN PAC RY LTD COM 3,079 555 21.99 15,402
SMITH & NEPHEW PLC SPDN ADR NEW 3,030 264 9.55 34,400
KYTHERA BIOPHARMACEUTICALS INC COM 2,924 2,924 New 85,055
ASML HOLDING N V N Y REGISTRY SHS 2,846 188 7.08 30,241
EXA CORP COM 2,815 -181 (6.04) 280,060
COMPANIA CERVECERIAS UNIDAS SA SPONSORED ADR 2,728 New 124,688
AMG CAP TR II 5.15 CONV PFD 2,650 New 42,000
EXELON CORP COM 2,580 -825 (24.22) 80,000
MADISON SQUARE GARDEN CO CL A 2,529 -7,007 (73.48) 39,750
POTBELLY CORP COM 2,399 New 196,500
SYNGENTA AG SPONSORED ADR 2,392 New 33,420
MARRONE BIO INNOVATIONS INC COM 2,358 New 409,450
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 2,272 New 61,600
CORNING INC COM 2,250 7 .31 108,935
OCCIDENTAL PETE CORP DEL COM 2,084 100 5.02 20,373
EASTMAN CHEM CO COM 2,060 2,060 New 25,125
CRITEO S A SPONS ADS 1,953 New 62,000
FOUNDATION MEDICINE INC COM 1,949 -573 (22.73) 85,000